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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
601
LyondellBasell Industries
LYB
$20.2B
$236K 0.02%
2,491
-223
-8% -$21.4K
ALB icon
602
Albemarle
ALB
$15.5B
$235K 0.02%
1,383
-1
-0.1% -$199
BSMN
603
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$232K 0.02%
9,275
-438
-5% -$11K
BOTZ icon
604
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.58B
$231K 0.02%
9,365
+883
+10% +$23.8K
BOE icon
605
BlackRock Enhanced Global Dividend Trust
BOE
$694M
$231K 0.02%
24,497
– –
CYBR
606
DELISTED
CyberArk
CYBR
$230K 0.02%
1,406
-42
-3% -$6.75K
REET icon
607
iShares Global REIT ETF
REET
$5.08B
$230K 0.02%
10,871
+546
+5% +$12.5K
GNR icon
608
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.89B
$230K 0.02%
4,127
+74
+2% +$4.13K
EWQ icon
609
iShares MSCI France ETF
EWQ
$331M
$230K 0.02%
+7,585
New +$286K
NGG icon
610
National Grid
NGG
$81.3B
$229K 0.02%
4,013
-307
-7% -$18.6K
ATVI
611
DELISTED
Activision Blizzard
ATVI
$229K 0.02%
+2,447
New +$223K
DSL
612
DoubleLine Income Solutions Fund
DSL
$1.23B
$229K 0.02%
19,505
– –
GEL icon
613
Genesis Energy
GEL
$1.92B
$228K 0.02%
22,078
+7
+0% +$69
CDNS icon
614
Cadence Design Systems
CDNS
$89.6B
$227K 0.02%
968
– –
FYC icon
615
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$226K 0.02%
4,005
-302
-7% -$18.1K
QSR icon
616
Restaurant Brands International
QSR
$26.7B
$225K 0.02%
3,376
+14
+0.4% +$1K
FPE icon
617
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$225K 0.02%
14,080
+44
+0.3% +$709
THO icon
618
Thor Industries
THO
$4.14B
$224K 0.02%
2,360
+25
+1% +$2.61K
RRC icon
619
Range Resources
RRC
$9.29B
$224K 0.02%
+6,923
New +$217K
MOAT icon
620
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$224K 0.02%
+2,957
New +$235K
XMHQ icon
621
Invesco S&P MidCap Quality ETF
XMHQ
$5.62B
$224K 0.02%
2,780
-5
-0.2% -$411
VONV icon
622
Vanguard Russell 1000 Value ETF
VONV
$22B
$223K 0.02%
3,349
-42
-1% -$2.92K
FSK icon
623
FS KKR Capital
FSK
$3.46B
$222K 0.02%
11,286
-781
-6% -$15.6K
VV icon
624
Vanguard Morningstar Large-Cap ETF
VV
$54.8B
$221K 0.02%
1,133
-645
-36% -$131K
QTEC icon
625
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.89B
$221K 0.02%
1,519
-12
-0.8% -$1.78K
23 24
25
26 27

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.