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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
601
iShares US Technology ETF
IYW
$25.7B
$258K 0.02%
+2,332
New +$178K
DOW icon
602
Dow Inc
DOW
$21.9B
$256K 0.02%
5,074
-2,372
-32% -$116K
FSK icon
603
FS KKR Capital
FSK
$3.49B
$253K 0.02%
14,447
+222
+2% +$4.13K
XLY icon
604
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$253K 0.02%
3,914
-2,700
-41% -$188K
LUV icon
605
Southwest Airlines
LUV
$22B
$252K 0.02%
+7,472
New +$269K
TIPX icon
606
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$249K 0.02%
+13,504
New +$249K
PTIN icon
607
Pacer Trendpilot International ETF
PTIN
$190M
$249K 0.02%
+9,891
New +$243K
FANG icon
608
Diamondback Energy
FANG
$55.9B
$249K 0.02%
+1,820
New +$266K
ES icon
609
Eversource Energy
ES
$27.2B
$249K 0.02%
2,964
+1
+0% +$79
AGYS icon
610
Agilysys
AGYS
$3.25B
$247K 0.02%
+3,124
New +$199K
AMAT icon
611
Applied Materials
AMAT
$424B
$246K 0.02%
2,523
-648
-20% -$62.2K
RMT
612
Royce Micro-Cap Trust
RMT
$780M
$245K 0.02%
28,256
+883
+3% +$7.76K
CRWD icon
613
CrowdStrike
CRWD
$230B
$245K 0.02%
9,308
+3,240
+53% +$111K
MCHP icon
614
Microchip Technology
MCHP
$42.2B
$244K 0.02%
3,468
-1,641
-32% -$113K
SCHH icon
615
Schwab US REIT ETF
SCHH
$11.4B
$243K 0.02%
+12,609
New +$243K
OGE icon
616
OGE Energy
OGE
$9.71B
$242K 0.02%
6,119
– –
VALE icon
617
Vale
VALE
$58.7B
$242K 0.02%
14,248
– –
BOND icon
618
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$241K 0.02%
+2,665
New +$240K
ESGE icon
619
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$241K 0.02%
7,999
+1,821
+29% +$53.4K
MDYV icon
620
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$240K 0.02%
+3,715
New +$238K
NZF icon
621
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$240K 0.02%
19,888
-26,384
-57% -$305K
ANGL icon
622
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$239K 0.02%
+8,836
New +$237K
VV icon
623
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
$238K 0.02%
1,368
-3,968
-74% -$696K
EL icon
624
Estee Lauder
EL
$31.6B
$238K 0.02%
+960
New +$214K
ACWV icon
625
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$238K 0.02%
2,503
-302
-11% -$28.3K
23 24
25
26 27

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.