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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTD icon
601
Mettler-Toledo International
MTD
$28.7B
$250K 0.02%
230
-108
-32% -$134K
SPIP icon
602
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$250K 0.02%
9,872
+569
+6% +$15.6K
ACWV icon
603
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.39B
$248K 0.02%
2,805
-922
-25% -$88.1K
DEO icon
604
Diageo
DEO
$52.8B
$247K 0.02%
1,466
-555
-27% -$99.5K
SH icon
605
ProShares Short S&P500
SH
$838M
$247K 0.02%
+342
New +$21.4K
TWST icon
606
Twist Bioscience
TWST
$7.84B
$247K 0.02%
+5,411
New +$230K
UUP icon
607
Invesco DB US Dollar Index Bullish Fund
UUP
$415M
$247K 0.02%
2,567
-12,933
-83% -$375K
CMG icon
608
Chipotle Mexican Grill
CMG
$41.4B
$246K 0.02%
8,200
+500
+6% +$15.5K
NUE icon
609
Nucor
NUE
$61.8B
$246K 0.02%
+2,303
New +$289K
PLUG icon
610
Plug Power
PLUG
$3.14B
$246K 0.02%
11,504
-5,644
-33% -$135K
SCHP icon
611
Schwab US TIPS ETF
SCHP
$16.2B
$245K 0.02%
9,468
-3,224
-25% -$89.6K
JQUA icon
612
JPMorgan US Quality Factor ETF
JQUA
$8.67B
$244K 0.02%
+6,951
New +$269K
EXPO icon
613
Exponent
EXPO
$3.25B
$243K 0.02%
+3,523
New +$334K
CMCSA icon
614
Comcast
CMCSA
$93B
$241K 0.02%
8,306
+994
+14% +$37.2K
CPRT icon
615
Copart
CPRT
$27.5B
$241K 0.02%
8,952
-568
-6% -$16.9K
IGIB icon
616
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$238K 0.02%
4,924
-1,013
-17% -$51.8K
LDP icon
617
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$236K 0.02%
+13,058
New +$265K
WWJD icon
618
Inspire International ETF
WWJD
$571M
$234K 0.02%
10,558
-918
-8% -$22.8K
ES icon
619
Eversource Energy
ES
$27.2B
$231K 0.02%
2,963
+229
+8% +$20.2K
OUNZ icon
620
VanEck Merk Gold Trust
OUNZ
$2.69B
$231K 0.02%
14,194
-22,524
-61% -$377K
VKI icon
621
Invesco Advantage Municipal Income Trust II
VKI
$403M
$231K 0.02%
28,403
+19
+0.1% +$174
FSCS
622
First Trust SMID Capital Strength ETF
FSCS
$59.2M
$231K 0.02%
9,580
-529
-5% -$14.1K
ZBH icon
623
Zimmer Biomet
ZBH
$18.9B
$230K 0.02%
2,200
+54
+3% +$5.93K
MGM icon
624
MGM Resorts International
MGM
$11B
$229K 0.02%
7,714
+253
+3% +$8.23K
VTR icon
625
Ventas
VTR
$46.2B
$228K 0.02%
5,669
+34
+0.6% +$1.67K
23 24
25
26 27

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.