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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQH
601
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$387M
$322K 0.02%
5,859
+409
+8% +$23.3K
ACN icon
602
Accenture
ACN
$109B
$321K 0.02%
1,004
+283
+39% +$92.1K
IQI icon
603
Invesco Quality Municipal Securities
IQI
$539M
$320K 0.02%
24,266
+4,134
+21% +$56.5K
ALB icon
604
Albemarle
ALB
$15.5B
$315K 0.02%
1,438
+118
+9% +$25.2K
WEC icon
605
WEC Energy
WEC
$35.9B
$315K 0.02%
3,569
-52
-1% -$4.88K
OUNZ icon
606
VanEck Merk Gold Trust
OUNZ
$2.7B
$314K 0.02%
18,361
+4,984
+37% +$86.8K
WY icon
607
Weyerhaeuser
WY
$17.9B
$313K 0.02%
8,800
+1,087
+14% +$38.1K
CLX icon
608
Clorox
CLX
$12.8B
$312K 0.02%
+1,887
New +$325K
NVO
609
Novo Nordisk
NVO
$201B
$312K 0.02%
+6,512
New +$315K
NPO icon
610
Enpro
NPO
$7.18B
$304K 0.02%
+11,222
New +$985K
COPX icon
611
Global X Copper Miners ETF NEW
COPX
$7.94B
$302K 0.02%
8,839
-95
-1% -$3.44K
IWC icon
612
iShares Micro-Cap ETF
IWC
$1.51B
$302K 0.02%
2,096
-3,062
-59% -$445K
MET icon
613
MetLife
MET
$61.7B
$302K 0.02%
4,886
-908
-16% -$54.7K
NRP icon
614
Natural Resource Partners
NRP
$1.36B
$302K 0.02%
+9,029
New +$190K
OEF icon
615
iShares S&P 100 ETF
OEF
$20.6B
$302K 0.02%
1,532
-24
-2% -$4.87K
AMAT icon
616
Applied Materials
AMAT
$440B
$300K 0.02%
2,306
-1,333
-37% -$181K
UFOX
617
Defiance Space and Connective Tech ETF
UFOX
$926M
$300K 0.02%
8,252
-196
-2% -$7.42K
REGN icon
618
Regeneron Pharmaceuticals
REGN
$83.1B
$298K 0.02%
492
+47
+11% +$29.2K
IBDN
619
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$297K 0.02%
11,724
– –
VLO icon
620
Valero Energy
VLO
$97.9B
$294K 0.02%
4,166
+18
+0.4% +$1.2K
CSX icon
621
CSX Corp
CSX
$93.2B
$289K 0.02%
+9,701
New +$311K
AWP
622
abrdn Global Premier Properties Fund
AWP
$364M
$288K 0.02%
15,841
-703
-4% -$13.9K
TOON icon
623
Kartoon Studios
TOON
$38.7M
$286K 0.02%
20,995
– –
EQAL icon
624
Invesco Russell 1000 Equal Weight ETF
EQAL
$846M
$283K 0.02%
6,330
+19
+0.3% +$865
RMT
625
Royce Micro-Cap Trust
RMT
$779M
$283K 0.02%
24,809
-11,653
-32% -$138K
23 24
25
26 27

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.