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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHLC icon
601
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$303K 0.02%
5,140
– –
VLO icon
602
Valero Energy
VLO
$97.5B
$302K 0.02%
4,220
-13
-0.3% -$884
VLUE icon
603
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$302K 0.02%
3,076
-16,494
-84% -$1.59M
OTIS icon
604
Otis Worldwide
OTIS
$27.9B
$301K 0.02%
4,212
-29
-0.7% -$1.9K
QS icon
605
QuantumScape Corp
QS
$3.79B
$300K 0.02%
6,716
+2,570
+62% +$135K
EIX icon
606
Edison International
EIX
$26.8B
$298K 0.02%
5,094
-239
-4% -$14K
AGNT
607
AGNT Inc
AGNT
$722M
$298K 0.02%
+6,524
New +$348K
GWW icon
608
W.W. Grainger
GWW
$62B
$298K 0.02%
742
-8
-1% -$3.09K
IBDN
609
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$298K 0.02%
11,724
-794
-6% -$20.2K
LSF icon
610
Laird Superfood
LSF
$48.9M
$296K 0.02%
+2,503
New +$106K
MASI
611
DELISTED
Masimo
MASI
$294K 0.02%
1,279
-10
-0.8% -$2.51K
NZF icon
612
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$294K 0.02%
18,189
+33
+0.2% +$531
AOR icon
613
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$292K 0.02%
5,444
-9,207
-63% -$490K
CHY
614
Calamos Convertible and High Income Fund
CHY
$1.09B
$292K 0.02%
19,557
+8,231
+73% +$123K
MCHP icon
615
Microchip Technology
MCHP
$43.3B
$292K 0.02%
8,284
+4,460
+117% +$333K
VMW
616
DELISTED
VMware, Inc
VMW
$289K 0.02%
1,924
+34
+2% +$4.86K
NSC icon
617
Norfolk Southern
NSC
$76.3B
$288K 0.02%
1,074
+96
+10% +$24.3K
VDC icon
618
Vanguard Consumer Staples ETF
VDC
$8.02B
$288K 0.02%
1,704
-171
-9% -$29.3K
DHI icon
619
D.R. Horton
DHI
$41.6B
$284K 0.02%
+3,187
New +$249K
JD icon
620
JD.com
JD
$39.5B
$283K 0.02%
3,358
-10,399
-76% -$953K
TSCO icon
621
Tractor Supply
TSCO
$18.6B
$282K 0.02%
8,545
-2,175
-20% -$69.4K
MARA icon
622
Marathon Digital Holdings
MARA
$3.56B
$281K 0.02%
+5,017
New +$155K
PWR icon
623
Quanta Services
PWR
$102B
$281K 0.02%
3,193
+30
+0.9% +$2.39K
ENB icon
624
Enbridge
ENB
$112B
$279K 0.02%
7,948
+856
+12% +$30.1K
CHI
625
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$278K 0.02%
+19,556
New +$277K
23 24
25
26 27

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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.