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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYBR
601
DELISTED
CyberArk
CYBR
$263K 0.02%
+1,625
New +$189K
LRCX icon
602
Lam Research
LRCX
$425B
$263K 0.02%
+5,580
New +$235K
IVOG icon
603
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.72B
$262K 0.02%
2,934
-186
-6% -$15.4K
MET icon
604
MetLife
MET
$61.6B
$261K 0.02%
+5,570
New +$241K
SPLK
605
DELISTED
Splunk Inc
SPLK
$261K 0.02%
1,537
-650
-30% -$124K
BR icon
606
Broadridge
BR
$19.1B
$260K 0.02%
1,696
-13
-0.8% -$1.89K
GMED icon
607
Globus Medical
GMED
$11.4B
$260K 0.02%
3,979
-90
-2% -$5.17K
IEI icon
608
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$258K 0.02%
2,020
-1,234
-38% -$164K
GWPH
609
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$258K 0.02%
+2,242
New +$251K
ETG
610
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.88B
$257K 0.02%
14,113
-1,510
-10% -$24.7K
SRE icon
611
Sempra
SRE
$56.5B
$256K 0.02%
4,008
– –
AB icon
612
AllianceBernstein
AB
$3.38B
$255K 0.02%
7,541
-375
-5% -$11.9K
VLO icon
613
Valero Energy
VLO
$96.5B
$255K 0.02%
+4,233
New +$208K
ETN icon
614
Eaton
ETN
$176B
$252K 0.02%
2,096
+3
+0.1% +$339
NUV icon
615
Nuveen Municipal Value Fund
NUV
$1.9B
$251K 0.02%
22,615
-295
-1% -$3.23K
XLG icon
616
Invesco S&P 500 Top 50 ETF
XLG
$11B
$250K 0.02%
8,760
– –
BBBY
617
PUT
Bed Bath & Beyond
BBBY
$415M
$249K 0.02%
+3,606
New +$213K
IVLU icon
618
iShares MSCI Intl Value Factor ETF
IVLU
$4.54B
$248K 0.02%
+3,685
New +$78.3K
MBB icon
619
iShares MBS ETF
MBB
$39.2B
$245K 0.02%
+2,192
New +$241K
RGR icon
620
Sturm, Ruger & Co
RGR
$596M
$245K 0.02%
3,770
-1,687
-31% -$109K
EQAL icon
621
Invesco Russell 1000 Equal Weight ETF
EQAL
$845M
$244K 0.02%
6,268
+24
+0.4% +$863
PCG icon
622
PG&E
PCG
$38.3B
$244K 0.02%
19,571
– –
SMH icon
623
VanEck Semiconductor ETF
SMH
$73.2B
$242K 0.02%
+2,176
New +$216K
VGM icon
624
Invesco Trust Investment Grade Municipals
VGM
$568M
$241K 0.02%
18,254
-186
-1% -$2.37K
FSGS
625
First Trust SMID Growth Strength ETF
FSGS
$32.1M
$240K 0.02%
+9,989
New +$216K
23 24
25
26 27

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.