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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNKD icon
601
MannKind Corp
MNKD
$1.21B
$18K ﹤0.01%
10,300
– –
DCOY
602
Decoy Therapeutics
DCOY
$1.89M
– –
0
– –
VTGN icon
603
VistaGen Therapeutics
VTGN
$11.7M
$12K ﹤0.01%
770
– –
MTNB icon
604
Matinas BioPharma
MTNB
$1.51M
$8K ﹤0.01%
200
– –
VAL
605
DELISTED
Valaris plc Class A Ordinary Share
VAL
$7K ﹤0.01%
+10,090
New +$5.71K
NE
606
DELISTED
Noble Corporation
NE
$4K ﹤0.01%
12,100
– –
AMAT icon
607
Applied Materials
AMAT
$442B
– –
-5,644
Closed -$259K
AMZN icon
608
Amazon
AMZN
$2.88T
– –
-107,040
Closed -$12.9M
APPS icon
609
Digital Turbine
APPS
$1.53B
– –
-10,800
Closed -$47K
BDJ icon
610
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
– –
-16,597
Closed -$108K
BIL icon
611
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
– –
-23,870
Closed -$2.19M
BMY icon
612
CALL
Bristol-Myers Squibb
BMY
$132B
– –
-599
Closed -$544K
ED icon
613
Consolidated Edison
ED
$40B
– –
-2,607
Closed -$204K
EFA icon
614
iShares MSCI EAFE ETF
EFA
$80.3B
– –
-14,736
Closed -$852K
FTXO icon
615
First Trust Nasdaq Bank ETF
FTXO
$321M
– –
-11,300
Closed -$177K
FVC icon
616
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
– –
-24,843
Closed -$558K
GDEN
617
DELISTED
Golden Entertainment
GDEN
– –
-11,715
Closed -$77K
GDX icon
618
VanEck Gold Miners ETF
GDX
$26.9B
– –
-58,931
Closed -$1.94M
GLD icon
619
SPDR Gold Trust
GLD
$142B
– –
-101,343
Closed -$16.3M
HON icon
620
Honeywell
HON
$74.2B
– –
-13,928
Closed -$1.84M
ICLN icon
621
iShares Global Clean Energy ETF
ICLN
$2.11B
– –
-62,341
Closed -$595K
IDV icon
622
iShares International Select Dividend ETF
IDV
$8.51B
– –
-8,912
Closed -$201K
IEFA icon
623
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-114,445
Closed -$6.2M
IGIB icon
624
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-43,379
Closed -$2.53M
ITA icon
625
iShares US Aerospace & Defense ETF
ITA
$14.8B
– –
-25,962
Closed -$2.05M
22 23 24
25
26

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.