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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
576
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$281K 0.02%
1,875
+5
+0.3% +$795
KEYS icon
577
Keysight
KEYS
$60.7B
$279K 0.02%
+1,752
New +$238K
AVUS icon
578
Avantis US Equity ETF
AVUS
$14.4B
$278K 0.02%
+3,650
New +$276K
QQQX icon
579
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.52B
$276K 0.02%
11,929
+480
+4% +$10.7K
CBSH icon
580
Commerce Bancshares
CBSH
$8.6B
$276K 0.02%
5,696
-3,085
-35% -$133K
THO icon
581
Thor Industries
THO
$4.1B
$274K 0.02%
2,321
-39
-2% -$3.9K
OLN icon
582
Olin
OLN
$2.17B
$274K 0.02%
5,086
+266
+6% +$12.7K
FDS icon
583
Factset
FDS
$9.96B
$274K 0.02%
+575
New +$259K
ABNB icon
584
Airbnb
ABNB
$110B
$274K 0.02%
2,014
+56
+3% +$7.22K
DEO icon
585
Diageo
DEO
$52.8B
$274K 0.02%
1,880
-13
-0.7% -$1.92K
TTC icon
586
Toro Company
TTC
$9.28B
$274K 0.02%
2,852
+438
+18% +$37.5K
SWKS icon
587
Skyworks Solutions
SWKS
$10.5B
$272K 0.02%
2,420
-1,563
-39% -$153K
CASY icon
588
Casey's General Stores
CASY
$31.5B
$269K 0.02%
980
+23
+2% +$6.29K
IDXX icon
589
Idexx Laboratories
IDXX
$44.3B
$269K 0.02%
+485
New +$228K
BKH icon
590
Black Hills Corp
BKH
$5.64B
$269K 0.02%
4,988
+200
+4% +$10.3K
WMS icon
591
Advanced Drainage Systems
WMS
$11.2B
$269K 0.02%
+1,913
New +$231K
BOTZ icon
592
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.58B
$269K 0.02%
9,440
+75
+0.8% +$1.92K
MO icon
593
Altria Group
MO
$109B
$268K 0.02%
6,648
-489
-7% -$20.2K
XP icon
594
XP
XP
$8.17B
$267K 0.02%
10,248
-2,953
-22% -$67.4K
CDNS icon
595
Cadence Design Systems
CDNS
$89.4B
$267K 0.02%
979
+11
+1% +$2.83K
NOC icon
596
Northrop Grumman
NOC
$81.6B
$266K 0.02%
+568
New +$266K
ET icon
597
Energy Transfer Partners
ET
$71.9B
$265K 0.02%
19,237
+66
+0.3% +$897
SNY icon
598
Sanofi
SNY
$105B
$265K 0.02%
5,331
-44
-0.8% -$2.15K
MET icon
599
MetLife
MET
$61.8B
$265K 0.02%
4,008
+16
+0.4% +$1K
FTDS icon
600
First Trust Dividend Strength ETF
FTDS
$39.7M
$265K 0.02%
5,705
-125
-2% -$5.4K
22 23
24
25 26

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.