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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
576
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$254K 0.02%
1,870
+573
+44% +$90.2K
FBND icon
577
Fidelity Total Bond ETF
FBND
$27.4B
$253K 0.02%
5,813
+353
+6% +$15.8K
NOW icon
578
ServiceNow
NOW
$127B
$253K 0.02%
2,265
+90
+4% +$10.3K
MET icon
579
MetLife
MET
$61.6B
$251K 0.02%
3,992
-496
-11% -$30.9K
ODFL icon
580
Old Dominion Freight Line
ODFL
$45B
$251K 0.02%
1,226
+4
+0.3% +$809
DIVB icon
581
iShares Core Dividend ETF
DIVB
$1.79B
$250K 0.02%
6,711
-525
-7% -$20.3K
EELV icon
582
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$423M
$248K 0.02%
11,017
+199
+2% +$4.68K
RMT
583
Royce Micro-Cap Trust
RMT
$774M
$248K 0.02%
29,922
+584
+2% +$5.15K
ADSK icon
584
Autodesk
ADSK
$51.4B
$248K 0.02%
1,197
+11
+0.9% +$2.31K
RIG icon
585
Transocean
RIG
$6.36B
$247K 0.02%
30,051
+245
+0.8% +$2K
UL icon
586
Unilever
UL
$134B
$246K 0.02%
4,426
-99
-2% -$5.72K
DXCM icon
587
DexCom
DXCM
$34.1B
$246K 0.02%
2,636
-157
-6% -$17.7K
SONY icon
588
Sony
SONY
$137B
$246K 0.02%
14,900
+1,230
+9% +$21.5K
IGV icon
589
iShares Expanded Tech-Software Sector ETF
IGV
$14.8B
$245K 0.02%
6,895
+3,960
+135% +$278K
FTDS icon
590
First Trust Dividend Strength ETF
FTDS
$39.7M
$245K 0.02%
5,830
– –
EXTR icon
591
Extreme Networks
EXTR
$3.26B
$244K 0.02%
10,090
-102
-1% -$2.76K
KEY icon
592
KeyCorp
KEY
$24.6B
$243K 0.02%
22,624
+3,272
+17% +$36.2K
VTR icon
593
Ventas
VTR
$46.4B
$243K 0.02%
5,776
+335
+6% +$15.1K
BKH icon
594
Black Hills Corp
BKH
$5.62B
$242K 0.02%
4,788
+1,409
+42% +$80K
OLN icon
595
Olin
OLN
$2.18B
$241K 0.02%
4,820
+926
+24% +$50K
CHY
596
Calamos Convertible and High Income Fund
CHY
$1.09B
$239K 0.02%
21,438
+343
+2% +$3.86K
EXC icon
597
Exelon
EXC
$46.8B
$239K 0.02%
6,313
-886
-12% -$36.1K
HYG icon
598
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$237K 0.02%
3,219
-1,335
-29% -$99.7K
CHI
599
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$237K 0.02%
22,469
+341
+2% +$3.71K
WELL icon
600
Welltower
WELL
$169B
$236K 0.02%
2,881
+47
+2% +$3.87K
22 23
24
25 26

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KAH
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.