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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
576
Alerian MLP ETF
AMLP
$13.1B
$280K 0.02%
+7,356
New +$289K
DDOG icon
577
Datadog
DDOG
$90.6B
$280K 0.02%
3,808
-4,647
-55% -$363K
RSPH icon
578
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$279K 0.02%
9,690
+570
+6% +$15.9K
SMLV icon
579
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
$279K 0.02%
2,589
+44
+2% +$4.76K
QTEC icon
580
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$278K 0.02%
+2,642
New +$284K
SPHY icon
581
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
$278K 0.02%
+12,428
New +$278K
SWKS icon
582
Skyworks Solutions
SWKS
$10.5B
$277K 0.02%
3,035
-268
-8% -$24K
WCN
583
Waste Connections
WCN
$41.6B
$276K 0.02%
+2,082
New +$283K
TWLO icon
584
Twilio
TWLO
$38.3B
$275K 0.02%
5,608
-477
-8% -$27.1K
TRNO icon
585
Terreno Realty
TRNO
$7.5B
$274K 0.02%
4,822
-187
-4% -$10.5K
BSMN
586
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$273K 0.02%
+10,879
New +$272K
WDAY icon
587
Workday
WDAY
$51B
$273K 0.02%
1,630
-2,226
-58% -$347K
WWJD icon
588
Inspire International ETF
WWJD
$569M
$270K 0.02%
10,351
-207
-2% -$5.13K
SPDW icon
589
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
$269K 0.02%
+9,068
New +$260K
OLN icon
590
Olin
OLN
$2.17B
$267K 0.02%
5,046
+11
+0.2% +$584
ULST icon
591
State Street Ultra Short Term Bond ETF
ULST
$526M
$267K 0.02%
6,674
-25
-0.4% -$998
TPHE
592
DELISTED
Timothy Plan High Dividend Stock Enhanced ETF
TPHE
$267K 0.02%
+11,372
New +$269K
TQQQ icon
593
ProShares UltraPro QQQ
TQQQ
$38.7B
$264K 0.02%
30,490
+10,006
+49% +$102K
SPLK
594
DELISTED
Splunk Inc
SPLK
$263K 0.02%
3,052
+298
+11% +$24.1K
SNOW icon
595
Snowflake
SNOW
$117B
$261K 0.02%
1,819
+212
+13% +$32.3K
EQIX icon
596
Equinix
EQIX
$106B
$260K 0.02%
398
+24
+6% +$14.8K
CLX icon
597
Clorox
CLX
$12.9B
$260K 0.02%
+1,855
New +$263K
FSCS
598
First Trust SMID Capital Strength ETF
FSCS
$59.3M
$260K 0.02%
9,605
+25
+0.3% +$672
OXY icon
599
Occidental Petroleum
OXY
$57.7B
$259K 0.02%
+4,119
New +$281K
MAV
600
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$259K 0.02%
31,975
-2,427
-7% -$19K
22 23
24
25 26

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.