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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
576
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$275K 0.02%
5,656
-3,371
-37% -$191K
WFC icon
577
Wells Fargo
WFC
$266B
$275K 0.02%
5,976
+156
+3% +$6.7K
AMAT icon
578
Applied Materials
AMAT
$424B
$274K 0.02%
3,171
+148
+5% +$14.3K
PFF icon
579
iShares Preferred and Income Securities ETF
PFF
$13.3B
$274K 0.02%
8,655
-53,582
-86% -$1.8M
CNQ icon
580
Canadian Natural Resources
CNQ
$98.1B
$273K 0.02%
11,700
+1,449
+14% +$37.5K
SNOW icon
581
Snowflake
SNOW
$117B
$273K 0.02%
1,607
+4
+0.2% +$662
FNY icon
582
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$271K 0.02%
5,056
-459
-8% -$27K
CCI icon
583
Crown Castle
CCI
$32.2B
$269K 0.02%
2,028
-3,946
-66% -$675K
FXC icon
584
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$269K 0.02%
+2,722
New +$204K
DXCM icon
585
DexCom
DXCM
$34.5B
$268K 0.02%
4,889
+1,376
+39% +$117K
FDX icon
586
FedEx
FDX
$80.3B
$268K 0.02%
1,807
-340
-16% -$71.8K
ULST icon
587
State Street Ultra Short Term Bond ETF
ULST
$526M
$267K 0.02%
6,699
– –
KMI icon
588
Kinder Morgan
KMI
$71.4B
$265K 0.02%
15,922
+822
+5% +$14.6K
TRNO icon
589
Terreno Realty
TRNO
$7.5B
$265K 0.02%
5,009
+22
+0.4% +$1.32K
AMRN
590
Amarin Corp
AMRN
$299M
$264K 0.02%
12,094
-9
-0.1% -$241
CAG icon
591
Conagra Brands
CAG
$7.39B
$260K 0.02%
+9,797
New +$336K
GD icon
592
General Dynamics
GD
$106B
$260K 0.02%
1,225
-6,222
-84% -$1.41M
MAV
593
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$260K 0.02%
34,402
-2
-0% -$18
DOW icon
594
Dow Inc
DOW
$21.9B
$255K 0.02%
7,446
+1
+0% +$51
IGR
595
CBRE Global Real Estate Income Fund
IGR
$715M
$255K 0.02%
44,264
+28,329
+178% +$207K
GRMN
596
Garmin
GRMN
$60.2B
$254K 0.02%
3,476
+410
+13% +$38.7K
SCHE icon
597
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$254K 0.02%
11,361
-3,657
-24% -$90.4K
PARA
598
DELISTED
Paramount Global Class B
PARA
$253K 0.02%
12,822
-2,320
-15% -$55.7K
SMLV icon
599
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$263M
$251K 0.02%
+2,545
New +$274K
CRWD icon
600
CrowdStrike
CRWD
$230B
$250K 0.02%
6,068
-1,396
-19% -$63.8K
22 23
24
25 26

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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.