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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
576
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$341K 0.02%
23,359
– –
MASI
577
DELISTED
Masimo
MASI
$341K 0.02%
1,260
– –
MBB icon
578
iShares MBS ETF
MBB
$39.2B
$341K 0.02%
3,133
-6,455
-67% -$700K
TJX icon
579
TJX Companies
TJX
$170B
$341K 0.02%
5,163
-849
-14% -$59.3K
PSI icon
580
Invesco Semiconductors ETF
PSI
$2.59B
$340K 0.02%
7,986
+2,571
+47% +$110K
WEN icon
581
Wendy's
WEN
$1.65B
$340K 0.02%
15,695
-670
-4% -$15.3K
FHLC icon
582
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$339K 0.02%
5,320
+180
+4% +$11.9K
TXT icon
583
Textron
TXT
$15.1B
$339K 0.02%
4,853
+454
+10% +$31.9K
PH icon
584
Parker-Hannifin
PH
$134B
$335K 0.02%
1,200
-22,951
-95% -$6.83M
VT icon
585
Vanguard Total World Stock ETF
VT
$81.9B
$335K 0.02%
3,289
+186
+6% +$19.5K
DKNG icon
586
DraftKings
DKNG
$12.6B
$334K 0.02%
6,941
+256
+4% +$13.6K
AEP icon
587
American Electric Power
AEP
$68.3B
$333K 0.02%
4,251
+250
+6% +$21.8K
CCJ icon
588
Cameco
CCJ
$42.6B
$332K 0.02%
12,472
+5,306
+74% +$100K
AB icon
589
AllianceBernstein
AB
$3.41B
$329K 0.02%
6,633
-108
-2% -$5.32K
DSL
590
DoubleLine Income Solutions Fund
DSL
$1.24B
$328K 0.02%
18,478
– –
PLUG icon
591
Plug Power
PLUG
$3.21B
$328K 0.02%
12,838
-16
-0.1% -$429
SIVB
592
DELISTED
SVB Financial Group
SIVB
$328K 0.02%
+506
New +$293K
TRNO icon
593
Terreno Realty
TRNO
$7.5B
$327K 0.02%
5,022
+1,846
+58% +$123K
VOOG icon
594
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$327K 0.02%
7,344
-312
-4% -$14.3K
XT icon
595
iShares Future Exponential Technologies ETF
XT
$4.01B
$325K 0.02%
5,176
-304
-6% -$19.6K
INMB icon
596
INmune Bio
INMB
$57.7M
$324K 0.02%
16,667
-3,000
-15% -$57.9K
QVAL icon
597
Alpha Architect US Quantitative Value ETF
QVAL
$614M
$324K 0.02%
+9,476
New +$331K
PLD icon
598
Prologis
PLD
$134B
$323K 0.02%
2,570
-5
-0.2% -$649
ADI icon
599
Analog Devices
ADI
$186B
$322K 0.02%
+1,923
New +$323K
ROKU icon
600
Roku
ROKU
$22.9B
$322K 0.02%
1,025
+87
+9% +$32.8K
22 23
24
25 26

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.