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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
576
Wendy's
WEN
$1.65B
$331K 0.02%
16,344
-1,385
-8% -$28.8K
FSKR
577
DELISTED
FS KKR Capital Corp. II
FSKR
$331K 0.02%
16,961
-972
-5% -$17.6K
SHM icon
578
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$330K 0.02%
6,652
-2,894
-30% -$144K
DSL
579
DoubleLine Income Solutions Fund
DSL
$1.24B
$329K 0.02%
18,098
+1,964
+12% +$34K
LRCX icon
580
Lam Research
LRCX
$422B
$328K 0.02%
5,510
-70
-1% -$3.81K
BIZD icon
581
VanEck BDC Income ETF
BIZD
$1.71B
$326K 0.02%
+20,121
New +$305K
IVOG icon
582
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$326K 0.02%
3,356
+422
+14% +$40.2K
BIP icon
583
Brookfield Infrastructure Partners
BIP
$18.4B
$324K 0.02%
9,132
+67
+0.7% +$2.34K
BKLN icon
584
Invesco Senior Loan ETF
BKLN
$6.76B
$324K 0.02%
14,658
-2,708
-16% -$60.3K
EVT icon
585
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.21B
$323K 0.02%
12,312
– –
RWL icon
586
Invesco S&P 500 Revenue ETF
RWL
$10B
$323K 0.02%
4,643
+87
+2% +$5.74K
SYY icon
587
Sysco
SYY
$40B
$320K 0.02%
4,062
-1,304
-24% -$101K
AWP
588
abrdn Global Premier Properties Fund
AWP
$364M
$319K 0.02%
17,877
-1,446
-7% -$23.9K
IGV icon
589
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$319K 0.02%
4,675
-25,170
-84% -$1.78M
EL icon
590
Estee Lauder
EL
$31.6B
$317K 0.02%
1,087
-36
-3% -$9.86K
RNDM
591
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$315K 0.02%
5,908
+583
+11% +$31K
HTD
592
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$314K 0.02%
+7,948
New +$171K
ZTS icon
593
Zoetis
ZTS
$31.3B
$314K 0.02%
1,997
+8
+0.4% +$1.27K
CLX icon
594
Clorox
CLX
$12.9B
$312K 0.02%
1,621
-31
-2% -$5.97K
DOW icon
595
Dow Inc
DOW
$21.9B
$310K 0.02%
4,801
+889
+23% +$53.2K
IUSB icon
596
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$310K 0.02%
5,885
+2,601
+79% +$139K
NEM icon
597
Newmont
NEM
$120B
$310K 0.02%
+5,151
New +$308K
MRSH
598
Marsh
MRSH
$90B
$306K 0.02%
2,513
-7
-0.3% -$806
NXTG icon
599
First Trust Indxx NextG ETF
NXTG
$576M
$306K 0.02%
+4,183
New +$303K
COP icon
600
ConocoPhillips
COP
$150B
$305K 0.02%
8,459
-1,142
-12% -$56.3K
22 23
24
25 26

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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.