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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTIS icon
576
Otis Worldwide
OTIS
$27.9B
$287K 0.02%
4,241
-404
-9% -$26.2K
QMOM icon
577
Alpha Architect US Quantitative Momentum ETF
QMOM
$450M
$286K 0.02%
+9,927
New +$461K
CCL icon
578
Carnival Corporation Ltd
CCL
$38.9B
$285K 0.02%
13,191
+741
+6% +$13.2K
RWL icon
579
Invesco S&P 500 Revenue ETF
RWL
$9.98B
$284K 0.02%
4,556
+412
+10% +$24.2K
ES icon
580
Eversource Energy
ES
$27.2B
$283K 0.02%
3,275
– –
TGTX icon
581
TG Therapeutics
TGTX
$7.37B
$283K 0.02%
+5,432
New +$184K
FALN icon
582
iShares Fallen Angels USD Bond ETF
FALN
$1.61B
$281K 0.02%
+9,552
New +$271K
ICE icon
583
Intercontinental Exchange
ICE
$85.8B
$280K 0.02%
2,431
-487
-17% -$50.5K
LHX icon
584
L3Harris
LHX
$53.7B
$279K 0.02%
+1,476
New +$270K
RNDM
585
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$279K 0.02%
5,325
+16
+0.3% +$797
EBAY icon
586
CALL
eBay
EBAY
$46.2B
$277K 0.02%
+5,447
New +$278K
APD icon
587
Air Products & Chemicals
APD
$67.8B
$276K 0.02%
1,010
-73
-7% -$20.6K
AMAT icon
588
Applied Materials
AMAT
$443B
$275K 0.02%
+3,184
New +$235K
RWK icon
589
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$275K 0.02%
3,862
-321
-8% -$20.5K
GLW icon
590
Corning
GLW
$141B
$274K 0.02%
+7,604
New +$270K
IQI icon
591
Invesco Quality Municipal Securities
IQI
$539M
$274K 0.02%
20,977
+163
+0.8% +$2.04K
FDT icon
592
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$271K 0.02%
4,787
-499
-9% -$26.5K
NOBL icon
593
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$271K 0.02%
+6,776
New +$261K
FINX icon
594
Global X FinTech ETF
FINX
$170M
$269K 0.02%
5,748
– –
DSL
595
DoubleLine Income Solutions Fund
DSL
$1.24B
$268K 0.02%
16,134
– –
IYW icon
596
iShares US Technology ETF
IYW
$25.7B
$266K 0.02%
2,894
-66
-2% -$5.27K
FTEC icon
597
Fidelity MSCI Information Technology Index ETF
FTEC
$21.5B
$265K 0.02%
2,588
-12
-0.5% -$1.17K
VMW
598
DELISTED
VMware, Inc
VMW
$265K 0.02%
1,890
+75
+4% +$10.7K
MCHP icon
599
Microchip Technology
MCHP
$43.3B
$264K 0.02%
+3,824
New +$238K
SUB icon
600
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$264K 0.02%
+3,680
New +$397K
22 23
24
25 26

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.