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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
576
Norfolk Southern
NSC
$76B
$209K 0.02%
+978
New +$196K
PGX icon
577
Invesco Preferred ETF
PGX
$3.77B
$209K 0.02%
14,180
+3,159
+29% +$46.3K
ED icon
578
Consolidated Edison
ED
$39.9B
$208K 0.02%
+2,662
New +$196K
ROBO icon
579
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
$207K 0.02%
+4,311
New +$202K
CRWD icon
580
CrowdStrike
CRWD
$227B
$206K 0.02%
+6,004
New +$175K
IZRL icon
581
ARK Israel Innovative Technology ETF
IZRL
$140M
$205K 0.02%
8,175
-625
-7% -$15.8K
SHRY icon
582
First Trust Exchange-Traded Fund VI First Trust Bloomberg Shareholder Yield ETF
SHRY
$16.4M
$205K 0.02%
+8,546
New +$203K
AOA icon
583
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$204K 0.02%
3,521
-14,892
-81% -$859K
ILCB icon
584
iShares Morningstar US Equity ETF
ILCB
$1.32B
$204K 0.02%
+4,188
New +$200K
VONV icon
585
Vanguard Russell 1000 Value ETF
VONV
$22B
$204K 0.02%
3,928
-200
-5% -$10.4K
QQEW icon
586
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.86B
$203K 0.02%
+2,352
New +$199K
GMED icon
587
Globus Medical
GMED
$11.4B
$202K 0.02%
+4,069
New +$210K
TOON icon
588
Kartoon Studios
TOON
$38.5M
$202K 0.02%
16,990
+12,962
+322% +$203K
EQAL icon
589
Invesco Russell 1000 Equal Weight ETF
EQAL
$845M
$201K 0.02%
+6,244
New +$202K
GBCI icon
590
Glacier Bancorp
GBCI
$6.47B
$201K 0.02%
6,270
+26
+0.4% +$898
FSK icon
591
FS KKR Capital
FSK
$3.47B
$194K 0.02%
12,198
-939
-7% -$14.7K
NLY icon
592
Annaly Capital Management
NLY
$17.6B
$190K 0.02%
6,686
-298
-4% -$8.63K
CCL icon
593
Carnival Corporation Ltd
CCL
$38.7B
$189K 0.02%
12,450
-128
-1% -$1.98K
INMB icon
594
INmune Bio
INMB
$57.7M
$187K 0.02%
18,167
-217,794
-92% -$2.22M
PCG icon
595
PG&E
PCG
$38.4B
$184K 0.02%
19,571
-240
-1% -$2.22K
EFF
596
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$183K 0.02%
13,078
– –
CSQ icon
597
Calamos Strategic Total Return Fund
CSQ
$3.37B
$180K 0.02%
13,366
+1,868
+16% +$25.1K
PLUG icon
598
Plug Power
PLUG
$3.16B
$176K 0.02%
13,140
+2,500
+23% +$27.6K
JPS
599
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$174K 0.01%
19,695
+1,571
+9% +$14K
IVZ icon
600
Invesco
IVZ
$14.1B
$165K 0.01%
+14,420
New +$153K
22 23
24
25 26

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.