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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+19.03%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$354M
Cap. Flow
+$192M
Cap. Flow %
18.18%
Top 10 Hldgs %
19.93%
Holding
646
New
168
Increased
253
Reduced
160
Closed
39

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12.5M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.6M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$10.4M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$7.69M
5
SLV icon
iShares Silver Trust
SLV
+$4.53M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$16.3M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$13.1M
3
AMZN icon
Amazon
AMZN
+$12.9M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.2M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.95M

Sector Composition

Rank Sector Weight
1 Technology 9.43%
2 Consumer Discretionary 2.61%
3 Healthcare 2.43%
4 Industrials 2.36%
5 Communication Services 2.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
576
PG&E
PCG
$39.2B
$176K 0.02%
19,811
-1,382
-7% -$15.1K
FCX icon
577
Freeport-McMoran
FCX
$95.8B
$170K 0.02%
+14,703
New +$135K
MHI
578
DELISTED
Pioneer Municipal High Income Fund
MHI
$157K 0.01%
+13,881
New +$155K
MRO
579
DELISTED
Marathon Oil Corporation
MRO
$157K 0.01%
25,671
+1,553
+6% +$8.59K
PGX icon
580
Invesco Preferred ETF
PGX
$3.77B
$156K 0.01%
11,021
+1,000
+10% +$14K
ZUO
581
DELISTED
Zuora, Inc.
ZUO
$156K 0.01%
12,225
-900
-7% -$10K
JPS
582
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$153K 0.01%
18,124
+64
+0.4% +$518
UPWK icon
583
Upwork
UPWK
$1.04B
$147K 0.01%
10,150
-200
-2% -$2.1K
CSQ icon
584
Calamos Strategic Total Return Fund
CSQ
$3.37B
$143K 0.01%
+11,498
New +$132K
BOE icon
585
BlackRock Enhanced Global Dividend Trust
BOE
$690M
$136K 0.01%
14,456
– –
CEM
586
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$133K 0.01%
8,310
-1,100
-12% -$17.7K
GEL icon
587
Genesis Energy
GEL
$1.92B
$130K 0.01%
+18,071
New +$123K
ET icon
588
Energy Transfer Partners
ET
$72.6B
$128K 0.01%
17,970
+5,162
+40% +$38.3K
ZNGA
589
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$120K 0.01%
+12,581
New +$103K
PMM
590
Franklin Managed Municipal Income Trust
PMM
$272M
$113K 0.01%
+15,464
New +$109K
ERIC icon
591
Ericsson
ERIC
$33.6B
$97K 0.01%
10,420
-550
-5% -$4.77K
TCPC icon
592
BlackRock TCP Capital
TCPC
$346M
$95K 0.01%
+10,343
New +$89K
TOON icon
593
Kartoon Studios
TOON
$38.7M
$91K 0.01%
+4,028
New +$71.8K
PLUG icon
594
Plug Power
PLUG
$3.26B
$87K 0.01%
+10,640
New +$49.8K
SIRI icon
595
SiriusXM
SIRI
$9.61B
$85K 0.01%
1,445
– –
HL icon
596
Hecla Mining
HL
$11.9B
$81K 0.01%
24,646
-153
-0.6% -$422
RIG icon
597
CALL
Transocean
RIG
$6.42B
$79K 0.01%
+41,438
New +$64.4K
AGS
598
DELISTED
PlayAGS
AGS
$54K 0.01%
+16,017
New +$61.3K
NGL icon
599
NGL Energy Partners
NGL
$2.17B
$45K ﹤0.01%
11,585
– –
ASAP
600
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$43K ﹤0.01%
+827
New +$31.7K
22 23
24
25 26

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Financial Advocates Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, Financial Advocates Investment Management held 646 positions worth $1.06B, up 51% from $701M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $192M of net new capital in Q2 2020, opening 168 new positions and adding to 253 existing holdings. Its largest new stake was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.5% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $3.95M trimmed.

  • Financial Advocates Investment Management's largest Q2 2020 buy was First Trust Health Care AlphaDEX Fund: 89,663 shares worth $8.09M.
  • Financial Advocates Investment Management added most to Vanguard Short-Term Treasury ETF in Q2 2020, an estimated $12.5M increase.
  • Financial Advocates Investment Management's biggest Q2 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $3.95M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q2 2020, selling an estimated $16.3M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.06B portfolio in Q2 2020.
  • Financial Advocates Investment Management opened 168 new positions and closed 39 in Q2 2020.
  • Financial Advocates Investment Management's portfolio value rose 51% quarter-over-quarter to $1.06B.

Based on Financial Advocates Investment Management's 13F filing for Q2 2020, filed 14 Aug 2020.