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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
576
Vanguard FTSE Developed Markets ETF
VEA
$237B
– –
-68,420
Closed -$3.9M
VDE icon
577
Vanguard Energy ETF
VDE
$10.4B
– –
-5,087
Closed -$606K
VGT icon
578
Vanguard Information Technology ETF
VGT
$147B
– –
-10,608
Closed -$879K
VHT icon
579
Vanguard Health Care ETF
VHT
$19B
– –
-1,519
Closed -$377K
VLO icon
580
Valero Energy
VLO
$92.9B
– –
-4,690
Closed -$630K
VMBS icon
581
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-16,006
Closed -$742K
VNLA icon
582
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
– –
-30,792
Closed -$1.51M
VONG icon
583
Vanguard Russell 1000 Growth ETF
VONG
$45.5B
– –
-22,372
Closed -$2.44M
VONV icon
584
Vanguard Russell 1000 Value ETF
VONV
$22B
– –
-6,824
Closed -$581K
VOT icon
585
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
– –
-1,363
Closed -$388K
VST icon
586
Vistra
VST
$48.7B
– –
-2,992
Closed -$580K
VTEB icon
587
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
– –
-12,001
Closed -$588K
VTIP icon
588
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
– –
-102,200
Closed -$5.14M
VTV icon
589
Vanguard Morningstar Value ETF
VTV
$192B
– –
-7,020
Closed -$1.24M
VUG icon
590
Vanguard Morningstar Growth ETF
VUG
$229B
– –
-20,160
Closed -$1.47M
VV icon
591
Vanguard Morningstar Large-Cap ETF
VV
$54.4B
– –
-1,528
Closed -$436K
VZ icon
592
Verizon
VZ
$196B
– –
-28,267
Closed -$1.22M
WABC icon
593
Westamerica Bancorp
WABC
$1.36B
– –
-8,893
Closed -$431K
WDAY icon
594
Workday
WDAY
$45B
– –
-1,896
Closed -$455K
WEC icon
595
WEC Energy
WEC
$34.7B
– –
-2,956
Closed -$308K
WEN icon
596
Wendy's
WEN
$1.41B
– –
-10,936
Closed -$125K
WES icon
597
Western Midstream Partners
WES
$19.8B
– –
-9,096
Closed -$352K
WFC.PRL icon
598
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
– –
-178
Closed -$209K
WHD icon
599
Cactus
WHD
$5.7B
– –
-8,969
Closed -$392K
WM icon
600
Waste Management
WM
$91.4B
– –
-3,999
Closed -$915K
22 23
24
25 26

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KAH
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.