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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIP icon
551
Brookfield Infrastructure Partners
BIP
$18.4B
$305K 0.02%
9,675
-1,271
-12% -$34.4K
SONY icon
552
Sony
SONY
$138B
$302K 0.02%
15,960
+1,060
+7% +$18.4K
CYBR
553
DELISTED
CyberArk
CYBR
$301K 0.02%
1,375
-31
-2% -$5.75K
EXR icon
554
Extra Space Storage
EXR
$31.6B
$301K 0.02%
+1,877
New +$239K
EVT icon
555
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.21B
$300K 0.02%
13,501
-1
-0% -$21
QCLN icon
556
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$632M
$300K 0.02%
7,118
-1,665
-19% -$63.2K
SCHW
557
Charles Schwab
SCHW
$190B
$296K 0.02%
+4,300
New +$248K
MLN icon
558
VanEck Long Muni ETF
MLN
$684M
$296K 0.02%
16,286
+161
+1% +$2.76K
IBN icon
559
ICICI Bank
IBN
$106B
$295K 0.02%
12,371
+1
+0% +$23
FXO icon
560
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$294K 0.02%
6,789
-293
-4% -$11.5K
NXPI icon
561
NXP Semiconductors
NXPI
$58.5B
$293K 0.02%
+1,277
New +$257K
DIVB icon
562
iShares Core Dividend ETF
DIVB
$1.8B
$293K 0.02%
7,129
+418
+6% +$15.9K
VTR icon
563
Ventas
VTR
$46.3B
$292K 0.02%
5,852
+76
+1% +$3.4K
AIRR icon
564
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$291K 0.02%
5,031
-17,627
-78% -$909K
PHM icon
565
Pultegroup
PHM
$24.9B
$291K 0.02%
+2,817
New +$239K
KMX icon
566
CarMax
KMX
$8.52B
$290K 0.02%
3,779
-49
-1% -$3.29K
UBS icon
567
UBS Group
UBS
$176B
$289K 0.02%
+9,356
New +$246K
PAM icon
568
Pampa Energía
PAM
$4.24B
$289K 0.02%
+5,836
New +$248K
IGF icon
569
iShares Global Infrastructure ETF
IGF
$10.7B
$288K 0.02%
6,116
-1,176
-16% -$52.3K
WEN icon
570
Wendy's
WEN
$1.65B
$287K 0.02%
14,756
+293
+2% +$5.64K
FTC icon
571
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$287K 0.02%
2,617
-408
-13% -$41.2K
XAR icon
572
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$286K 0.02%
2,109
-4,906
-70% -$604K
AOS icon
573
A.O. Smith
AOS
$8.49B
$284K 0.02%
+3,448
New +$254K
RMT
574
Royce Micro-Cap Trust
RMT
$780M
$283K 0.02%
30,658
+736
+2% +$6.15K
XLY icon
575
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$283K 0.02%
3,166
-236
-7% -$19.5K
21 22
23
24 25

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.