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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
551
Kinder Morgan
KMI
$72B
$276K 0.02%
16,631
+38
+0.2% +$655
VRTX icon
552
Vertex Pharmaceuticals
VRTX
$133B
$275K 0.02%
792
+56
+8% +$19.6K
XLY icon
553
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$274K 0.02%
3,402
-840
-20% -$71K
GD icon
554
General Dynamics
GD
$106B
$273K 0.02%
1,235
+2
+0.2% +$442
IOO icon
555
iShares Global 100 ETF
IOO
$9.46B
$271K 0.02%
3,702
+234
+7% +$17.7K
KMX icon
556
CarMax
KMX
$8.43B
$271K 0.02%
3,828
+5
+0.1% +$409
SBAC icon
557
SBA Communications
SBAC
$19.7B
$270K 0.02%
1,348
– –
PNC icon
558
PNC Financial Services
PNC
$102B
$269K 0.02%
2,193
-310
-12% -$39K
ET icon
559
Energy Transfer Partners
ET
$72.2B
$269K 0.02%
19,171
-429
-2% -$5.69K
ABNB icon
560
Airbnb
ABNB
$110B
$269K 0.02%
1,958
-29
-1% -$4K
MLN icon
561
VanEck Long Muni ETF
MLN
$684M
$268K 0.02%
16,125
-2,441
-13% -$42.8K
FXO icon
562
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$268K 0.02%
7,082
-1,417
-17% -$56K
CTAS icon
563
Cintas
CTAS
$80.5B
$267K 0.02%
2,216
– –
ALL icon
564
Allstate
ALL
$65.3B
$265K 0.02%
2,381
-109
-4% -$11.9K
WWJD icon
565
Inspire International ETF
WWJD
$571M
$264K 0.02%
10,004
-843
-8% -$23.3K
FANG icon
566
Diamondback Energy
FANG
$55.6B
$263K 0.02%
1,695
-79
-4% -$11.7K
RSPH icon
567
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$261K 0.02%
9,513
+13
+0.1% +$378
ECC
568
Eagle Point Credit Company
ECC
$512M
$261K 0.02%
25,666
+1,026
+4% +$10.5K
CASY icon
569
Casey's General Stores
CASY
$31.3B
$260K 0.02%
+957
New +$242K
REGN icon
570
Regeneron Pharmaceuticals
REGN
$83.7B
$258K 0.02%
313
+4
+1% +$3.14K
QQQX icon
571
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.52B
$257K 0.02%
11,449
– –
WEC icon
572
WEC Energy
WEC
$35.9B
$255K 0.02%
3,172
-192
-6% -$16.7K
AGGY icon
573
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$255K 0.02%
6,150
+1,142
+23% +$48.5K
PSCE icon
574
Invesco S&P SmallCap Energy ETF
PSCE
$104M
$254K 0.02%
+4,451
New +$244K
GBCI icon
575
Glacier Bancorp
GBCI
$6.48B
$254K 0.02%
8,910
-120
-1% -$3.71K
21 22
23
24 25

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.