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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STE icon
551
Steris
STE
$23B
$316K 0.02%
+1,713
New +$301K
TSLX icon
552
Sixth Street Specialty
TSLX
$1.82B
$315K 0.02%
+17,695
New +$317K
LDP icon
553
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$315K 0.02%
16,543
+3,485
+27% +$65.5K
VFC icon
554
VF Corp
VFC
$5.79B
$314K 0.02%
11,378
-322
-3% -$9.46K
MRSH
555
Marsh
MRSH
$90B
$313K 0.02%
+1,894
New +$310K
FDX icon
556
FedEx
FDX
$80.3B
$313K 0.02%
1,809
+2
+0.1% +$332
PNC icon
557
PNC Financial Services
PNC
$102B
$309K 0.02%
1,956
-1,878
-49% -$296K
IWB icon
558
iShares Russell 1000 ETF
IWB
$50.5B
$309K 0.02%
+1,466
New +$310K
NFG icon
559
National Fuel Gas
NFG
$7.75B
$308K 0.02%
4,870
-38
-0.8% -$2.45K
VKQ icon
560
Invesco Municipal Trust
VKQ
$550M
$308K 0.02%
31,072
-1,172
-4% -$10.9K
SPTI icon
561
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$307K 0.02%
+10,882
New +$307K
GD icon
562
General Dynamics
GD
$106B
$306K 0.02%
1,235
+10
+0.8% +$2.44K
IWV icon
563
iShares Russell 3000 ETF
IWV
$20.6B
$306K 0.02%
1,386
– –
ELV icon
564
Elevance Health
ELV
$86.4B
$303K 0.02%
591
-3,357
-85% -$1.7M
AXP icon
565
American Express
AXP
$232B
$303K 0.02%
2,050
-183
-8% -$27.1K
MET icon
566
MetLife
MET
$61.9B
$302K 0.02%
4,174
+477
+13% +$34.2K
EVT icon
567
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.21B
$299K 0.02%
13,134
+126
+1% +$2.95K
IGR
568
CBRE Global Real Estate Income Fund
IGR
$715M
$296K 0.02%
51,725
+7,461
+17% +$43.9K
ORCL icon
569
Oracle
ORCL
$450B
$293K 0.02%
3,589
-2
-0.1% -$152
KMI icon
570
Kinder Morgan
KMI
$71.4B
$291K 0.02%
16,074
+152
+1% +$2.73K
CPRT icon
571
Copart
CPRT
$27.2B
$290K 0.02%
9,520
+568
+6% +$17K
SNLN
572
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$288K 0.02%
19,765
+837
+4% +$12.3K
FYC icon
573
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$286K 0.02%
5,178
-31
-0.6% -$1.77K
LRCX icon
574
Lam Research
LRCX
$422B
$284K 0.02%
+6,740
New +$282K
ZBH icon
575
Zimmer Biomet
ZBH
$19B
$281K 0.02%
2,201
+1
+0% +$116
21 22
23
24 25

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.