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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
551
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$393K 0.02%
7,650
-655
-8% -$34.1K
COP icon
552
ConocoPhillips
COP
$150B
$391K 0.02%
5,405
-4,284
-44% -$312K
MDIV icon
553
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$391K 0.02%
23,562
-1,320
-5% -$21.9K
OXY icon
554
Occidental Petroleum
OXY
$57.7B
$391K 0.02%
+3,671
New +$115K
SPIP icon
555
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$391K 0.02%
12,402
+651
+6% +$20.4K
MKC icon
556
McCormick & Company Non-Voting
MKC
$14.6B
$390K 0.02%
+4,038
New +$344K
TJX icon
557
TJX Companies
TJX
$170B
$390K 0.02%
5,140
-23
-0.4% -$1.59K
GDRX icon
558
GoodRx Holdings
GDRX
$1.27B
$389K 0.02%
11,914
-1,260
-10% -$50.7K
LUV icon
559
Southwest Airlines
LUV
$22B
$389K 0.02%
9,096
+736
+9% +$34.5K
POST icon
560
Post Holdings
POST
$3.65B
$388K 0.02%
+11,014
New +$755K
SWKS icon
561
Skyworks Solutions
SWKS
$10.5B
$386K 0.02%
2,491
+37
+2% +$5.92K
IGV icon
562
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$383K 0.02%
4,815
-185
-4% -$15.4K
PH icon
563
Parker-Hannifin
PH
$134B
$382K 0.02%
1,201
+1
+0.1% +$309
CSX icon
564
CSX Corp
CSX
$92.9B
$378K 0.02%
10,042
+341
+4% +$12K
CHY
565
Calamos Convertible and High Income Fund
CHY
$1.09B
$376K 0.02%
23,254
-4,879
-17% -$79.2K
URA icon
566
Global X Uranium ETF
URA
$6.31B
$376K 0.02%
16,998
-18,142
-52% -$479K
TXT icon
567
Textron
TXT
$15.1B
$375K 0.02%
4,853
– –
VKI icon
568
Invesco Advantage Municipal Income Trust II
VKI
$403M
$375K 0.02%
30,822
-264
-0.8% -$3.22K
MASI
569
DELISTED
Masimo
MASI
$374K 0.02%
1,341
+81
+6% +$23.1K
O icon
570
Realty Income
O
$59.6B
$371K 0.02%
6,107
-32,026
-84% -$2.2M
WCLD
571
WisdomTree Cloud Computing Fund
WCLD
$319M
$371K 0.02%
7,160
-10,927
-60% -$634K
FNDE icon
572
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$369K 0.02%
11,905
+263
+2% +$8.41K
MRNA icon
573
Moderna
MRNA
$25.4B
$369K 0.02%
1,452
-6,095
-81% -$1.78M
USIG icon
574
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$368K 0.02%
6,165
+1
+0% +$60
EVT icon
575
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.21B
$366K 0.02%
12,312
-946
-7% -$27.2K
21 22
23
24 25

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CWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.