We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRT icon
551
Copart
CPRT
$27.2B
$376K 0.03%
10,848
+2,892
+36% +$103K
FNDE icon
552
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$375K 0.03%
11,642
-252
-2% -$8.02K
ROBO icon
553
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
$374K 0.03%
5,649
-29,842
-84% -$1.98M
PWR icon
554
Quanta Services
PWR
$101B
$372K 0.03%
3,261
+902
+38% +$90.4K
USIG icon
555
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$370K 0.03%
6,164
-80
-1% -$4.87K
RSPM icon
556
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$366K 0.02%
11,460
-125
-1% -$4.14K
SPIP icon
557
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$365K 0.02%
11,751
+719
+7% +$22.6K
MCFE
558
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$365K 0.02%
16,505
– –
EVT icon
559
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.21B
$364K 0.02%
13,258
+148
+1% +$4.13K
NXTG icon
560
First Trust Indxx NextG ETF
NXTG
$576M
$364K 0.02%
4,767
+138
+3% +$10.7K
BUFD icon
561
FT Vest Fund of Deep Buffer ETFs
BUFD
$2.01B
$360K 0.02%
+17,339
New +$361K
KKR icon
562
KKR & Co
KKR
$103B
$360K 0.02%
5,924
+365
+7% +$22.9K
GRWG icon
563
GrowGeneration
GRWG
$108M
$359K 0.02%
14,532
+4,900
+51% +$173K
SAIL
564
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$359K 0.02%
8,363
– –
SNOW icon
565
Snowflake
SNOW
$117B
$356K 0.02%
1,177
+292
+33% +$83K
WWJD icon
566
Inspire International ETF
WWJD
$569M
$354K 0.02%
10,382
+936
+10% +$32.8K
GBCI icon
567
Glacier Bancorp
GBCI
$6.48B
$352K 0.02%
6,361
+19
+0.3% +$1K
IVZ icon
568
Invesco
IVZ
$14.3B
$351K 0.02%
14,529
-2,707
-16% -$67.7K
DOW icon
569
Dow Inc
DOW
$21.9B
$350K 0.02%
6,082
+1,441
+31% +$88.2K
GIGB icon
570
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$974M
$350K 0.02%
6,429
– –
SNLN
571
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$347K 0.02%
21,690
+3,719
+21% +$59.7K
C icon
572
Citigroup
C
$233B
$345K 0.02%
4,908
-115
-2% -$8.04K
PLTR icon
573
CALL
Palantir
PLTR
$430B
$345K 0.02%
+14,344
New +$350K
NTNX icon
574
Nutanix
NTNX
$18.4B
$343K 0.02%
9,110
-625
-6% -$23.6K
AXP icon
575
American Express
AXP
$232B
$341K 0.02%
+2,037
New +$341K
21 22
23
24 25

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.