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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROBO icon
551
ROBO Global Robotics & Automation Index ETF
ROBO
$2.13B
$368K 0.03%
5,794
+674
+13% +$44.3K
XT icon
552
iShares Future Exponential Technologies ETF
XT
$4.01B
$367K 0.03%
6,191
+1
+0% +$59
WY icon
553
Weyerhaeuser
WY
$17.9B
$365K 0.03%
10,238
-2,759
-21% -$93.9K
BOND icon
554
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$363K 0.03%
3,318
-2,141
-39% -$238K
TOON icon
555
Kartoon Studios
TOON
$38.2M
$362K 0.03%
18,665
+1,575
+9% +$29.9K
GBCI icon
556
Glacier Bancorp
GBCI
$6.48B
$361K 0.03%
6,325
+9
+0.1% +$486
RWK icon
557
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$361K 0.03%
4,191
+329
+9% +$26K
RSPH icon
558
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$360K 0.03%
13,410
-3,810
-22% -$101K
EXPE icon
559
Expedia Group
EXPE
$39.4B
$359K 0.03%
+1,406
New +$216K
OKTA icon
560
Okta
OKTA
$26.9B
$359K 0.03%
+1,630
New +$410K
VT icon
561
Vanguard Total World Stock ETF
VT
$81.9B
$359K 0.03%
3,694
-22,794
-86% -$2.19M
MET icon
562
MetLife
MET
$61.9B
$357K 0.03%
5,869
+299
+5% +$16.5K
PSI icon
563
Invesco Semiconductors ETF
PSI
$2.59B
$357K 0.03%
+8,904
New +$347K
IWV icon
564
iShares Russell 3000 ETF
IWV
$20.6B
$356K 0.03%
1,503
+52
+4% +$12.1K
UFOX
565
Defiance Space and Connective Tech ETF
UFOX
$922M
$356K 0.03%
10,106
+3,728
+58% +$131K
EFR
566
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$355K 0.03%
25,709
-2,500
-9% -$33.7K
AEP icon
567
American Electric Power
AEP
$68.3B
$353K 0.03%
4,160
-18
-0.4% -$1.45K
FTLS icon
568
First Trust Long/Short Equity ETF
FTLS
$2.5B
$351K 0.02%
7,723
-10,216
-57% -$466K
MRNA icon
569
Moderna
MRNA
$25.4B
$351K 0.02%
2,683
-2,367
-47% -$343K
ESGE icon
570
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$348K 0.02%
+7,873
New +$350K
CWH icon
571
Camping World
CWH
$675M
$342K 0.02%
9,406
+386
+4% +$13.7K
FTXO icon
572
First Trust Nasdaq Bank ETF
FTXO
$321M
$340K 0.02%
+10,897
New +$314K
FXC icon
573
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$338K 0.02%
+9,393
New +$730K
GLW icon
574
Corning
GLW
$137B
$336K 0.02%
7,709
+105
+1% +$4.04K
MXI icon
575
iShares Global Materials ETF
MXI
$356M
$332K 0.02%
3,825
-73,653
-95% -$6.28M
21 22
23
24 25

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.