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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DKNG icon
551
DraftKings
DKNG
$12.5B
$314K 0.02%
6,732
+2,498
+59% +$119K
INMB icon
552
INmune Bio
INMB
$57.7M
$313K 0.02%
18,167
– –
ROBO icon
553
ROBO Global Robotics & Automation Index ETF
ROBO
$2.12B
$311K 0.02%
5,120
+809
+19% +$43.8K
BLUE
554
DELISTED
bluebird bio
BLUE
$310K 0.02%
+240
New +$152K
SWKS icon
555
Skyworks Solutions
SWKS
$10.5B
$310K 0.02%
2,028
-337
-14% -$49.3K
KR icon
556
Kroger
KR
$35.1B
$309K 0.02%
+9,735
New +$316K
PSX icon
557
Phillips 66
PSX
$91.9B
$308K 0.02%
4,412
-968
-18% -$56.8K
SGOL icon
558
abrdn Physical Gold Shares ETF
SGOL
$7.44B
$308K 0.02%
16,846
+3,592
+27% +$64.8K
UPWK icon
559
Upwork
UPWK
$1.06B
$308K 0.02%
+8,925
New +$255K
AIVL icon
560
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$307K 0.02%
4,943
+1,811
+58% +$146K
GWW icon
561
W.W. Grainger
GWW
$62B
$306K 0.02%
750
-5
-0.7% -$1.97K
AWP
562
abrdn Global Premier Properties Fund
AWP
$364M
$305K 0.02%
19,323
-7,220
-27% -$107K
TSCO icon
563
Tractor Supply
TSCO
$18.6B
$302K 0.02%
10,720
+2,395
+29% +$67K
BIP icon
564
Brookfield Infrastructure Partners
BIP
$18.2B
$299K 0.02%
9,065
-3,576
-28% -$116K
EL icon
565
Estee Lauder
EL
$31.7B
$299K 0.02%
1,123
+7
+0.6% +$1.68K
FHLC icon
566
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$297K 0.02%
5,140
– –
PRU icon
567
Prudential Financial
PRU
$42.9B
$297K 0.02%
+3,808
New +$275K
VONV icon
568
Vanguard Russell 1000 Value ETF
VONV
$22B
$296K 0.02%
5,760
+1,832
+47% +$103K
MRSH
569
Marsh
MRSH
$89.4B
$295K 0.02%
2,520
+17
+0.7% +$1.93K
FSKR
570
DELISTED
FS KKR Capital Corp. II
FSKR
$294K 0.02%
17,933
+271
+2% +$4.33K
HERO icon
571
Global X Video Games & Esports ETF
HERO
$66.7M
$293K 0.02%
9,434
+871
+10% +$24.6K
NZF icon
572
Nuveen Municipal Credit Income Fund
NZF
$2.44B
$293K 0.02%
18,156
+257
+1% +$3.93K
EVT icon
573
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.2B
$291K 0.02%
12,312
– –
GBCI icon
574
Glacier Bancorp
GBCI
$6.47B
$291K 0.02%
6,316
+46
+0.7% +$1.86K
DES icon
575
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$287K 0.02%
+9,502
New +$231K
21 22
23
24 25

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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.