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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
551
iShares US Technology ETF
IYW
$25.7B
$223K 0.02%
2,960
-2,368
-44% -$173K
RWL icon
552
Invesco S&P 500 Revenue ETF
RWL
$9.98B
$223K 0.02%
+4,144
New +$224K
NTG
553
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$222K 0.02%
15,310
-55
-0.4% -$922
FDS icon
554
Factset
FDS
$9.95B
$220K 0.02%
+657
New +$227K
EWL icon
555
iShares MSCI Switzerland ETF
EWL
$2.22B
$219K 0.02%
5,326
-570
-10% -$23.6K
TPHD icon
556
Timothy Plan High Dividend Stock ETF
TPHD
$370M
$219K 0.02%
+9,575
New +$220K
FINX icon
557
Global X FinTech ETF
FINX
$170M
$218K 0.02%
+5,748
New +$210K
IIPR icon
558
Innovative Industrial Properties
IIPR
$1.67B
$218K 0.02%
+1,759
New +$197K
ARKG icon
559
ARK Genomic Revolution ETF
ARKG
$1.78B
$216K 0.02%
+3,381
New +$198K
EWJ icon
560
iShares MSCI Japan ETF
EWJ
$23.2B
$216K 0.02%
3,650
-43
-1% -$2.46K
ALB icon
561
Albemarle
ALB
$15.5B
$215K 0.02%
+2,411
New +$214K
AB icon
562
AllianceBernstein
AB
$3.39B
$214K 0.02%
+7,916
New +$222K
DUK icon
563
Duke Energy
DUK
$96.8B
$214K 0.02%
2,414
-544
-18% -$44.8K
ETN icon
564
Eaton
ETN
$178B
$214K 0.02%
+2,093
New +$205K
FCX icon
565
Freeport-McMoran
FCX
$94.1B
$214K 0.02%
13,734
-969
-7% -$14K
SOR
566
Source Capital
SOR
$383M
$213K 0.02%
5,787
-1,255
-18% -$45.4K
WFC icon
567
Wells Fargo
WFC
$267B
$213K 0.02%
9,031
-9,367
-51% -$231K
EOI
568
Eaton Vance Enhanced Equity Income Fund
EOI
$832M
$212K 0.02%
14,507
-1,770
-11% -$26.6K
KKR icon
569
KKR & Co
KKR
$101B
$212K 0.02%
+6,153
New +$215K
RDS.A
570
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$212K 0.02%
+8,402
New +$254K
HTD
571
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$211K 0.02%
11,019
+3
+0% +$58
PID icon
572
Invesco International Dividend Achievers ETF
PID
$913M
$211K 0.02%
16,656
+83
+0.5% +$1.07K
VCR icon
573
Vanguard Consumer Discretionary ETF
VCR
$6.1B
$211K 0.02%
896
-156
-15% -$35.4K
ITW icon
574
Illinois Tool Works
ITW
$82.8B
$210K 0.02%
1,085
-576
-35% -$109K
IYG icon
575
iShares US Financial Services ETF
IYG
$2.23B
$210K 0.02%
5,166
-43,386
-89% -$1.79M
21 22
23
24 25

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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.