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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
551
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-12,297
Closed -$218K
JMIN
552
DELISTED
JPMorgan U.S. Minimum Volatility ETF
JMIN
– –
-6,950
Closed -$218K
SAIL
553
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-9,300
Closed -$219K
INFO
554
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-11,428
Closed -$861K
XLNX
555
DELISTED
Xilinx Inc
XLNX
– –
-6,596
Closed -$645K
RDS.A
556
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-4,768
Closed -$281K
RDS.B
557
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,547
Closed -$213K
BPYU
558
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-10,830
Closed -$200K
GWPH
559
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,282
Closed -$239K
BMY.RT
560
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-12,725
Closed -$39K
NBRV
561
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
– –
-52
Closed -$17K
LVUS
562
DELISTED
Hartford Multifactor Low Volatility US Equity ETF
LVUS
– –
-8,136
Closed -$259K
IBDC
563
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
– –
-18,098
Closed -$471K
JASN
564
DELISTED
Jason Industries, Inc.
JASN
– –
-71,460
Closed -$27K
ATVI
565
DELISTED
Activision Blizzard
ATVI
– –
-3,494
Closed -$208K
19 20 21 22
23

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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.