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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDYV icon
526
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$328K 0.02%
4,472
-5,211
-54% -$345K
KMI icon
527
Kinder Morgan
KMI
$71.5B
$328K 0.02%
18,596
+1,965
+12% +$33.5K
BNDX icon
528
Vanguard Total International Bond ETF
BNDX
$83B
$327K 0.02%
6,622
-748
-10% -$36.4K
GE icon
529
GE Aerospace
GE
$374B
$326K 0.02%
3,205
-534
-14% -$49.5K
BKNG icon
530
Booking.com
BKNG
$161B
$326K 0.02%
2,300
+25
+1% +$3.12K
STWD icon
531
Starwood Property Trust
STWD
$6.03B
$325K 0.02%
15,448
+954
+7% +$18.7K
TROW icon
532
T. Rowe Price
TROW
$23.8B
$324K 0.02%
3,011
+87
+3% +$8.67K
GD icon
533
General Dynamics
GD
$106B
$324K 0.02%
1,248
+13
+1% +$3.17K
SLB icon
534
SLB Ltd
SLB
$77.5B
$322K 0.02%
6,190
+1,259
+26% +$68.4K
QSR icon
535
Restaurant Brands International
QSR
$26.6B
$322K 0.02%
4,121
+745
+22% +$51.8K
GNR icon
536
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
$321K 0.02%
5,677
+1,550
+38% +$85.2K
SCHD icon
537
Schwab US Dividend Equity ETF
SCHD
$108B
$319K 0.02%
12,561
-29,835
-70% -$711K
WFC icon
538
Wells Fargo
WFC
$266B
$319K 0.02%
6,475
+1,297
+25% +$56K
HPK icon
539
HighPeak Energy
HPK
$942M
$319K 0.02%
22,378
+18
+0.1% +$285
SSD icon
540
Simpson Manufacturing
SSD
$8.01B
$317K 0.02%
1,601
+142
+10% +$22.5K
GBCI icon
541
Glacier Bancorp
GBCI
$6.49B
$317K 0.02%
7,667
-1,243
-14% -$42.3K
BIPC icon
542
Brookfield Infrastructure
BIPC
$5.01B
$314K 0.02%
8,909
-45
-0.5% -$1.43K
WWJD icon
543
Inspire International ETF
WWJD
$571M
$311K 0.02%
10,542
+538
+5% +$14.6K
XLC icon
544
State Street Communication Services Select Sector SPDR ETF
XLC
$22.8B
$310K 0.02%
4,270
+916
+27% +$63K
MPWR icon
545
Monolithic Power Systems
MPWR
$67.5B
$309K 0.02%
+490
New +$256K
SMLV icon
546
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
$309K 0.02%
2,744
-160
-6% -$16.3K
ZBH icon
547
Zimmer Biomet
ZBH
$18.9B
$309K 0.02%
2,536
-89
-3% -$9.93K
ACGL icon
548
Arch Capital
ACGL
$33.5B
$308K 0.02%
4,143
+163
+4% +$13.3K
MAA icon
549
Mid-America Apartment Communities
MAA
$15.6B
$306K 0.02%
2,278
+36
+2% +$4.58K
FXH icon
550
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$306K 0.02%
+2,957
New +$285K
20 21
22
23 24

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.