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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
526
Zimmer Biomet
ZBH
$18.7B
$295K 0.02%
2,625
+97
+4% +$12.3K
KLAC icon
527
KLA
KLAC
$280B
$293K 0.02%
6,400
+30
+0.5% +$1.44K
FTC icon
528
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$293K 0.02%
3,025
-1,335
-31% -$134K
IWN icon
529
iShares Russell 2000 Value ETF
IWN
$14.7B
$292K 0.02%
2,155
-116
-5% -$16.6K
PSI icon
530
Invesco Semiconductors ETF
PSI
$2.64B
$291K 0.02%
6,810
-291
-4% -$13.1K
GNRC icon
531
Generac Holdings
GNRC
$12.8B
$290K 0.02%
2,663
+618
+30% +$76.4K
MAA icon
532
Mid-America Apartment Communities
MAA
$15.6B
$288K 0.02%
2,242
+55
+3% +$7.95K
SPTL icon
533
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$288K 0.02%
11,028
-246
-2% -$6.92K
SNY icon
534
Sanofi
SNY
$105B
$288K 0.02%
5,375
+373
+7% +$19.9K
BUFR icon
535
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$288K 0.02%
11,755
-1,705
-13% -$42.8K
SLB icon
536
SLB Ltd
SLB
$77.3B
$287K 0.02%
4,931
-154
-3% -$8.93K
SMLV icon
537
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$287K 0.02%
2,904
+52
+2% +$5.43K
MKC icon
538
McCormick & Company Non-Voting
MKC
$14.6B
$287K 0.02%
3,796
+10
+0.3% +$835
IBN icon
539
ICICI Bank
IBN
$106B
$286K 0.02%
12,370
+722
+6% +$17K
EVT icon
540
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.2B
$286K 0.02%
13,502
-244
-2% -$5.51K
SPLK
541
DELISTED
Splunk Inc
SPLK
$285K 0.02%
1,948
-1,209
-38% -$137K
SNOW icon
542
Snowflake
SNOW
$116B
$284K 0.02%
1,862
+228
+14% +$37.1K
BOND icon
543
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.5B
$282K 0.02%
3,214
-429
-12% -$38.6K
DEO icon
544
Diageo
DEO
$52.8B
$282K 0.02%
1,893
-117
-6% -$19.6K
MCHP icon
545
Microchip Technology
MCHP
$43.3B
$281K 0.02%
3,607
+142
+4% +$11.9K
BKNG icon
546
Booking.com
BKNG
$159B
$281K 0.02%
2,275
+225
+11% +$27.3K
STWD icon
547
Starwood Property Trust
STWD
$6.06B
$280K 0.02%
14,494
– –
LULU icon
548
lululemon athletica
LULU
$13.6B
$280K 0.02%
726
+148
+26% +$56.5K
TRNO icon
549
Terreno Realty
TRNO
$7.5B
$279K 0.02%
4,920
+16
+0.3% +$953
CROX icon
550
Crocs
CROX
$6.34B
$277K 0.02%
+3,135
New +$322K
20 21
22
23 24

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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.