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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
526
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.6B
$339K 0.03%
9,167
+3,142
+52% +$118K
MLN icon
527
VanEck Long Muni ETF
MLN
$684M
$338K 0.03%
19,344
+2,636
+16% +$45.1K
BDJ icon
528
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$337K 0.03%
37,419
+25,421
+212% +$225K
MKC icon
529
McCormick & Company Non-Voting
MKC
$14.6B
$336K 0.03%
4,053
-45
-1% -$3.63K
ALB icon
530
Albemarle
ALB
$15.4B
$335K 0.03%
1,546
+102
+7% +$27.2K
BUFR icon
531
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$335K 0.03%
15,072
-4,428
-23% -$97.6K
GRMN
532
Garmin
GRMN
$60.2B
$334K 0.02%
3,619
+143
+4% +$12.6K
TPLC icon
533
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$318M
$334K 0.02%
9,963
+415
+4% +$13.7K
VMBS icon
534
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$334K 0.02%
7,329
-11,136
-60% -$504K
ARKK icon
535
ARK Innovation ETF
ARKK
$6.54B
$332K 0.02%
10,639
-1,466
-12% -$52.4K
XMPT icon
536
VanEck CEF Muni Income ETF
XMPT
$221M
$332K 0.02%
15,466
-666
-4% -$13.9K
VTR icon
537
Ventas
VTR
$46.3B
$332K 0.02%
7,361
+1,692
+30% +$71.4K
WEC icon
538
WEC Energy
WEC
$35.9B
$330K 0.02%
3,522
-20
-0.6% -$1.85K
DVYE icon
539
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$329K 0.02%
+13,661
New +$327K
GBCI icon
540
Glacier Bancorp
GBCI
$6.48B
$325K 0.02%
6,576
+45
+0.7% +$2.43K
NUE icon
541
Nucor
NUE
$61.8B
$325K 0.02%
2,465
+162
+7% +$22K
CNQ icon
542
Canadian Natural Resources
CNQ
$98.1B
$324K 0.02%
11,658
-42
-0.4% -$1.2K
MTD icon
543
Mettler-Toledo International
MTD
$28.7B
$322K 0.02%
223
-7
-3% -$9.37K
BIP icon
544
Brookfield Infrastructure Partners
BIP
$18.4B
$322K 0.02%
10,384
-488
-4% -$17K
FPE icon
545
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$320K 0.02%
19,071
-17,288
-48% -$290K
RSPM icon
546
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$320K 0.02%
10,095
-100
-1% -$3.17K
UUP icon
547
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
$320K 0.02%
11,500
+8,933
+348% +$260K
CAH icon
548
Cardinal Health
CAH
$53.8B
$320K 0.02%
+4,159
New +$316K
WBA
549
DELISTED
Walgreens Boots Alliance
WBA
$320K 0.02%
+8,555
New +$322K
FTLS icon
550
First Trust Long/Short Equity ETF
FTLS
$2.5B
$318K 0.02%
6,510
+113
+2% +$5.55K
20 21
22
23 24

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.