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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
526
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$404K 0.03%
3,568
+74
+2% +$8.57K
KR icon
527
Kroger
KR
$35.1B
$404K 0.03%
9,988
-810
-8% -$34K
MCHP icon
528
Microchip Technology
MCHP
$42.2B
$404K 0.03%
5,272
-74
-1% -$5.55K
RNDM
529
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$402K 0.03%
7,381
+610
+9% +$34.6K
IGV icon
530
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$400K 0.03%
+5,000
New +$408K
RSPH icon
531
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$796M
$400K 0.03%
13,430
+10
+0.1% +$308
UPWK icon
532
Upwork
UPWK
$1.08B
$400K 0.03%
8,875
– –
CMCSA icon
533
Comcast
CMCSA
$92.9B
$398K 0.03%
7,114
+3,369
+90% +$196K
MARA icon
534
Marathon Digital Holdings
MARA
$3.56B
$398K 0.03%
12,600
-19,857
-61% -$645K
FSCS
535
First Trust SMID Capital Strength ETF
FSCS
$59.3M
$397K 0.03%
13,817
+18
+0.1% +$524
CRWD icon
536
CrowdStrike
CRWD
$230B
$396K 0.03%
6,444
+184
+3% +$11.9K
COF icon
537
Capital One
COF
$137B
$394K 0.03%
2,430
-7,466
-75% -$1.22M
BIP icon
538
Brookfield Infrastructure Partners
BIP
$18.4B
$393K 0.03%
10,497
+1,284
+14% +$47.7K
HBAN icon
539
Huntington Bancshares
HBAN
$35.9B
$393K 0.03%
25,465
-783
-3% -$11.5K
MS icon
540
Morgan Stanley
MS
$343B
$391K 0.03%
4,019
-14,351
-78% -$1.42M
IWV icon
541
iShares Russell 3000 ETF
IWV
$20.6B
$388K 0.03%
1,523
-24
-2% -$6.28K
FSMB icon
542
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$387K 0.03%
18,562
– –
VKI icon
543
Invesco Advantage Municipal Income Trust II
VKI
$403M
$387K 0.03%
31,086
-45
-0.1% -$561
XME icon
544
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$386K 0.03%
9,133
-2,470
-21% -$107K
CHI
545
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$385K 0.03%
25,702
+5,055
+24% +$77.6K
LRCX icon
546
Lam Research
LRCX
$422B
$385K 0.03%
6,760
-1,130
-14% -$68.7K
FYC icon
547
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$384K 0.03%
5,367
+194
+4% +$13.9K
NZF icon
548
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$382K 0.03%
22,835
+4,467
+24% +$77.3K
CCI icon
549
Crown Castle
CCI
$32.2B
$381K 0.03%
2,199
-467
-18% -$90.3K
B
550
Barrick Mining
B
$67.3B
$381K 0.03%
21,142
+7
+0% +$141
20 21
22
23 24

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.