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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
526
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$416K 0.03%
2,969
+82
+3% +$11.2K
ROK icon
527
Rockwell Automation
ROK
$49.5B
$416K 0.03%
1,566
-77
-5% -$19.6K
HNDL icon
528
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$638M
$415K 0.03%
+16,760
New +$421K
FSCS
529
First Trust SMID Capital Strength ETF
FSCS
$59.3M
$415K 0.03%
14,947
-1,034
-6% -$27.2K
SMH icon
530
VanEck Semiconductor ETF
SMH
$72.5B
$410K 0.03%
3,368
+1,192
+55% +$141K
ISTB icon
531
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.14B
$408K 0.03%
+7,958
New +$410K
TTD icon
532
Trade Desk
TTD
$6.84B
$407K 0.03%
6,240
-2,830
-31% -$219K
HBAN icon
533
Huntington Bancshares
HBAN
$35.9B
$406K 0.03%
+25,828
New +$387K
SPGI icon
534
S&P Global
SPGI
$125B
$404K 0.03%
1,155
-154
-12% -$51.3K
TTE icon
535
TotalEnergies
TTE
$193B
$402K 0.03%
8,627
+3,445
+66% +$157K
DEO icon
536
Diageo
DEO
$52.8B
$398K 0.03%
2,420
+16
+0.7% +$2.62K
CCI icon
537
Crown Castle
CCI
$32.2B
$393K 0.03%
2,283
-67
-3% -$10.7K
DDOG icon
538
Datadog
DDOG
$90.6B
$390K 0.03%
4,680
+100
+2% +$9.64K
SBAC icon
539
SBA Communications
SBAC
$19.8B
$389K 0.03%
1,403
-265
-16% -$70.2K
BRK.A icon
540
Berkshire Hathaway Class A
BRK.A
$1.09T
$386K 0.03%
1
– –
VTR icon
541
Ventas
VTR
$46.3B
$385K 0.03%
7,171
+34
+0.5% +$1.74K
SRLN icon
542
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$384K 0.03%
8,391
+12
+0.1% +$551
BBBY
543
PUT
Bed Bath & Beyond
BBBY
$423M
$380K 0.03%
3,861
+255
+7% +$17.3K
VKI icon
544
Invesco Advantage Municipal Income Trust II
VKI
$403M
$380K 0.03%
32,044
-765
-2% -$8.87K
FNDF icon
545
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$376K 0.03%
11,725
-461
-4% -$14.4K
ROKU icon
546
Roku
ROKU
$22.9B
$376K 0.03%
1,154
+200
+21% +$78.4K
FNDE icon
547
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$374K 0.03%
12,173
-3,561
-23% -$107K
ITW icon
548
Illinois Tool Works
ITW
$82.9B
$373K 0.03%
1,682
-8
-0.5% -$1.66K
VONG icon
549
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$372K 0.03%
5,948
+764
+15% +$47.8K
EDV icon
550
Vanguard World Funds Extended Duration ETF
EDV
$3.49B
$368K 0.03%
3,177
-17,855
-85% -$2.44M
20 21
22
23 24

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.