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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
526
American Electric Power
AEP
$68.2B
$348K 0.02%
4,178
-63
-1% -$5.47K
BRK.A icon
527
Berkshire Hathaway Class A
BRK.A
$1.08T
$348K 0.02%
1
– –
PWS icon
528
Pacer WealthShield ETF
PWS
$25.1M
$348K 0.02%
11,941
-8,650
-42% -$237K
MASI
529
DELISTED
Masimo
MASI
$346K 0.02%
1,289
– –
TFC icon
530
Truist Financial
TFC
$64.8B
$346K 0.02%
7,215
+272
+4% +$12.3K
FTA icon
531
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$345K 0.02%
6,279
+296
+5% +$15.3K
ESGU icon
532
iShares ESG Aware MSCI USA ETF
ESGU
$18.5B
$344K 0.02%
3,996
-13,058
-77% -$1.06M
ITW icon
533
Illinois Tool Works
ITW
$82.8B
$344K 0.02%
1,690
+605
+56% +$124K
IWR icon
534
iShares Russell Mid-Cap ETF
IWR
$58.4B
$343K 0.02%
5,009
+450
+10% +$28.7K
TLT icon
535
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$343K 0.02%
2,521
-1,061
-30% -$168K
RSPH icon
536
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$795M
$341K 0.02%
17,220
+3,030
+21% +$75.4K
CPRT icon
537
Copart
CPRT
$27.5B
$336K 0.02%
10,560
+52
+0.5% +$1.51K
EIX icon
538
Edison International
EIX
$27.2B
$335K 0.02%
5,333
-103
-2% -$6.21K
CLX icon
539
Clorox
CLX
$13B
$334K 0.02%
1,652
+459
+38% +$95K
OEF icon
540
iShares S&P 100 ETF
OEF
$20.6B
$334K 0.02%
1,946
+35
+2% +$5.72K
IWV icon
541
iShares Russell 3000 ETF
IWV
$20.6B
$332K 0.02%
1,451
-2,350
-62% -$494K
ZTS icon
542
Zoetis
ZTS
$31.2B
$329K 0.02%
+1,989
New +$323K
PLTR icon
543
Palantir
PLTR
$432B
$328K 0.02%
+13,920
New +$249K
VDC icon
544
Vanguard Consumer Staples ETF
VDC
$8.03B
$326K 0.02%
1,875
-272
-13% -$46.1K
WFC icon
545
Wells Fargo
WFC
$266B
$325K 0.02%
10,780
+1,749
+19% +$45.3K
VONG icon
546
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$321K 0.02%
5,184
-1,112
-18% -$65.1K
IBDN
547
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$320K 0.02%
12,518
+318
+3% +$8.14K
FSMB icon
548
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$317K 0.02%
+15,231
New +$315K
PID icon
549
Invesco International Dividend Achievers ETF
PID
$917M
$317K 0.02%
8,752
-7,904
-47% -$112K
ROKU icon
550
Roku
ROKU
$22.8B
$316K 0.02%
+954
New +$250K
20 21
22
23 24

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.