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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
526
WEC Energy
WEC
$35.9B
$245K 0.02%
2,531
-16
-0.6% -$1.49K
NUV icon
527
Nuveen Municipal Value Fund
NUV
$1.9B
$244K 0.02%
22,910
– –
C icon
528
Citigroup
C
$233B
$243K 0.02%
5,644
-92
-2% -$4.58K
EL icon
529
Estee Lauder
EL
$31.7B
$243K 0.02%
1,116
+13
+1% +$2.67K
EVT icon
530
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.2B
$243K 0.02%
12,312
– –
WFC.PRL icon
531
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$242K 0.02%
180
+10
+6% +$13.5K
SGOL icon
532
abrdn Physical Gold Shares ETF
SGOL
$7.44B
$240K 0.02%
13,254
-6,905
-34% -$127K
FTEC icon
533
Fidelity MSCI Information Technology Index ETF
FTEC
$21.5B
$239K 0.02%
2,600
– –
TSCO icon
534
Tractor Supply
TSCO
$18.6B
$239K 0.02%
8,325
-2,660
-24% -$76.4K
EEMV icon
535
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$237K 0.02%
4,282
-401
-9% -$22.1K
SRE icon
536
Sempra
SRE
$56.5B
$237K 0.02%
4,008
-1,194
-23% -$73.5K
AIVL icon
537
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$236K 0.02%
3,132
+73
+2% +$5.56K
QVAL icon
538
Alpha Architect US Quantitative Value ETF
QVAL
$611M
$236K 0.02%
9,661
-104
-1% -$2.49K
CI icon
539
Cigna
CI
$73.6B
$234K 0.02%
1,380
+4
+0.3% +$704
ETG
540
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$233K 0.02%
15,623
+615
+4% +$9.29K
HERO icon
541
Global X Video Games & Esports ETF
HERO
$66.7M
$233K 0.02%
+8,563
New +$220K
IVOG icon
542
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$233K 0.02%
3,120
-14
-0.4% -$1.03K
AZN icon
543
CALL
AstraZeneca
AZN
$245B
$231K 0.02%
+1,904
New +$212K
VGM icon
544
Invesco Trust Investment Grade Municipals
VGM
$568M
$229K 0.02%
18,440
-181
-1% -$2.28K
XLG icon
545
Invesco S&P 500 Top 50 ETF
XLG
$11B
$229K 0.02%
8,760
– –
BR icon
546
Broadridge
BR
$19.2B
$226K 0.02%
+1,709
New +$228K
ORLY icon
547
O'Reilly Automotive
ORLY
$74.8B
$226K 0.02%
7,350
– –
RWK icon
548
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$226K 0.02%
4,183
-538
-11% -$29.4K
CHD icon
549
Church & Dwight Co
CHD
$24B
$223K 0.02%
+2,382
New +$216K
COP icon
550
ConocoPhillips
COP
$149B
$223K 0.02%
6,772
-655
-9% -$24.8K
20 21
22
23 24

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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.