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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNN icon
526
NNN REIT
NNN
$8.86B
– –
-3,986
Closed -$214K
NWN icon
527
Northwest Natural Holdings
NWN
$2.14B
– –
-2,734
Closed -$202K
OGE icon
528
OGE Energy
OGE
$9.74B
– –
-6,221
Closed -$277K
OXY icon
529
CALL
Occidental Petroleum
OXY
$58B
– –
-7,088
Closed -$475K
PAYX icon
530
Paychex
PAYX
$43.2B
– –
-2,549
Closed -$217K
PDP icon
531
Invesco Dorsey Wright Momentum ETF
PDP
$1.54B
– –
-46,335
Closed -$2.98M
POR icon
532
Portland General Electric
POR
$5.93B
– –
-3,724
Closed -$208K
QTEC icon
533
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.91B
– –
-17,302
Closed -$1.73M
REGL icon
534
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
– –
-19,047
Closed -$1.15M
RSPH icon
535
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$797M
– –
-11,340
Closed -$251K
SCHH icon
536
Schwab US REIT ETF
SCHH
$11.4B
– –
-162,832
Closed -$3.74M
SDOG icon
537
ALPS Sector Dividend Dogs ETF
SDOG
$1.45B
– –
-5,237
Closed -$245K
SPTS icon
538
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
– –
-7,450
Closed -$223K
STZ icon
539
Constellation Brands
STZ
$23.2B
– –
-1,335
Closed -$254K
TFC icon
540
Truist Financial
TFC
$64.6B
– –
-4,512
Closed -$254K
TGT icon
541
CALL
Target
TGT
$70.4B
– –
-4,815
Closed -$652K
TMFC icon
542
Motley Fool 100 Index ETF
TMFC
$2.12B
– –
-19,946
Closed -$498K
VFH icon
543
Vanguard Financials ETF
VFH
$13.9B
– –
-4,199
Closed -$336K
VLO icon
544
Valero Energy
VLO
$95.9B
– –
-3,065
Closed -$287K
VLUE icon
545
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
– –
-4,156
Closed -$373K
VPL icon
546
Vanguard FTSE Pacific ETF
VPL
$8.67B
– –
-14,608
Closed -$1.02M
VTR icon
547
Ventas
VTR
$46.3B
– –
-4,045
Closed -$234K
XLG icon
548
Invesco S&P 500 Top 50 ETF
XLG
$11B
– –
-9,260
Closed -$216K
NBSE
549
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-500
Closed -$72K
ICPT
550
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-2,200
Closed -$273K
19 20 21
22
23

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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.