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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTGN icon
526
VistaGen Therapeutics
VTGN
$11.7M
– –
-770
Closed -$32K
VTR icon
527
Ventas
VTR
$46.2B
– –
-4,977
Closed -$283K
WPM icon
528
Wheaton Precious Metals
WPM
$60.4B
– –
-14,654
Closed -$321K
JPS
529
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-18,562
Closed -$165K
GLOP
530
DELISTED
GASLOG PARTNERS LP
GLOP
– –
-8,850
Closed -$208K
LDRS
531
DELISTED
Innovator IBD ETF Leaders ETF
LDRS
– –
-105,388
Closed -$2.65M
TLND
532
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-4,800
Closed -$296K
VER
533
DELISTED
VEREIT, Inc.
VER
– –
-3,659
Closed -$136K
AKS
534
DELISTED
AK Steel Holding Corp
AKS
– –
-13,125
Closed -$58K
ARQL
535
DELISTED
Arqule Inc
ARQL
– –
-10,000
Closed -$58K
KYE
536
DELISTED
Kayne Anderson Energy
KYE
– –
-10,000
Closed -$94K
FMI
537
DELISTED
Foundation Medicine, Inc.
FMI
– –
-1,500
Closed -$205K
NTG.RT
538
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
– –
-55,706
Closed -$18K
DWIN
539
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
– –
-10,127
Closed -$257K
18 19 20 21
22

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KAH
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.