We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
501
Chipotle Mexican Grill
CMG
$41.3B
$357K 0.02%
7,800
-700
-8% -$29.1K
ARCC icon
502
Ares Capital
ARCC
$14.5B
$356K 0.02%
17,790
-1,205
-6% -$23.5K
TDOC icon
503
Teladoc Health
TDOC
$1.26B
$356K 0.02%
16,516
-2,208
-12% -$40.7K
SJNK icon
504
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.81B
$355K 0.02%
+2,840
New +$69.7K
PNC icon
505
PNC Financial Services
PNC
$102B
$355K 0.02%
2,291
+98
+4% +$12.7K
CVS icon
506
CVS Health
CVS
$121B
$353K 0.02%
4,473
-2,042
-31% -$145K
HDG icon
507
ProShares Hedge Replication ETF
HDG
$22.3M
$353K 0.02%
7,257
-271
-4% -$12.9K
SPHY icon
508
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
$350K 0.02%
14,987
+396
+3% +$8.95K
REGN icon
509
Regeneron Pharmaceuticals
REGN
$83B
$345K 0.02%
393
+80
+26% +$65.9K
FIW icon
510
First Trust Water ETF
FIW
$1.92B
$344K 0.02%
3,627
-5,738
-61% -$492K
SBAC icon
511
SBA Communications
SBAC
$19.8B
$343K 0.02%
1,351
+3
+0.2% +$674
DUSA icon
512
Davis Select US Equity ETF
DUSA
$1.27B
$341K 0.02%
9,671
-6,099
-39% -$201K
SPTL icon
513
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$338K 0.02%
11,645
+617
+6% +$16.4K
GDX icon
514
VanEck Gold Miners ETF
GDX
$26.9B
$337K 0.02%
+10,772
New +$315K
ANGL icon
515
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$335K 0.02%
11,653
+376
+3% +$10.4K
PECO icon
516
Phillips Edison & Co
PECO
$5.2B
$335K 0.02%
+9,189
New +$321K
IWN icon
517
iShares Russell 2000 Value ETF
IWN
$14.7B
$335K 0.02%
2,156
+1
+0% +$139
MSTR icon
518
Strategy Inc
MSTR
$38.2B
$335K 0.02%
5,300
-1,130
-18% -$53.6K
JPIE icon
519
JPMorgan Income ETF
JPIE
$10.3B
$332K 0.02%
6,618
-5,578
-46% -$249K
NOW icon
520
ServiceNow
NOW
$132B
$332K 0.02%
2,350
+85
+4% +$10.7K
WCN
521
Waste Connections
WCN
$41.6B
$331K 0.02%
2,219
-42
-2% -$5.77K
CNI icon
522
Canadian National Railway
CNI
$77.2B
$331K 0.02%
2,635
+667
+34% +$75.6K
NGG icon
523
National Grid
NGG
$81.6B
$331K 0.02%
5,166
+1,153
+29% +$68.8K
LULU icon
524
lululemon athletica
LULU
$13.6B
$330K 0.02%
645
-81
-11% -$35K
DELL icon
525
Dell
DELL
$320B
$329K 0.02%
4,305
-223
-5% -$15.8K
19 20
21
22 23

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.