We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHY icon
501
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12.1B
$327K 0.02%
14,591
+3,758
+35% +$85.4K
BIP icon
502
Brookfield Infrastructure Partners
BIP
$18.2B
$322K 0.02%
10,946
+133
+1% +$4.4K
FERG icon
503
Ferguson
FERG
$47.7B
$320K 0.02%
1,943
+68
+4% +$10.7K
ACGL icon
504
Arch Capital
ACGL
$33.3B
$317K 0.02%
3,980
+705
+22% +$54.9K
TWLO icon
505
Twilio
TWLO
$38.4B
$316K 0.02%
5,407
-39
-0.7% -$2.43K
BIPC icon
506
Brookfield Infrastructure
BIPC
$4.97B
$316K 0.02%
8,954
+44
+0.5% +$1.82K
IGF icon
507
iShares Global Infrastructure ETF
IGF
$10.7B
$316K 0.02%
7,292
-54
-0.7% -$2.48K
FEZ icon
508
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.56B
$315K 0.02%
+7,500
New +$335K
DELL icon
509
Dell
DELL
$321B
$312K 0.02%
4,528
+701
+18% +$41.8K
CMG icon
510
Chipotle Mexican Grill
CMG
$41.4B
$311K 0.02%
8,500
+900
+12% +$35.1K
AMT icon
511
American Tower
AMT
$81.3B
$311K 0.02%
1,888
-50
-3% -$9.13K
NSC icon
512
Norfolk Southern
NSC
$76.3B
$310K 0.02%
1,573
+3
+0.2% +$648
TROW icon
513
T. Rowe Price
TROW
$23.7B
$307K 0.02%
2,924
-1,201
-29% -$135K
O icon
514
Realty Income
O
$59.8B
$306K 0.02%
6,133
+64
+1% +$3.68K
ANGL icon
515
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$305K 0.02%
11,277
+827
+8% +$22.8K
CNQ icon
516
Canadian Natural Resources
CNQ
$97.6B
$305K 0.02%
9,434
-264
-3% -$8.07K
WCN
517
Waste Connections
WCN
$41.5B
$305K 0.02%
2,261
+426
+23% +$59.6K
XP icon
518
XP
XP
$8.18B
$304K 0.02%
13,201
+5
+0% +$125
CSX icon
519
CSX Corp
CSX
$93.5B
$304K 0.02%
9,873
-2,229
-18% -$70.6K
FLQM icon
520
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.57B
$303K 0.02%
7,062
-150
-2% -$6.73K
ONEQ icon
521
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$303K 0.02%
5,832
+1,134
+24% +$61.4K
MO icon
522
Altria Group
MO
$109B
$300K 0.02%
7,137
-2,238
-24% -$98.9K
AXP icon
523
American Express
AXP
$232B
$300K 0.02%
2,011
+127
+7% +$20.8K
RELX icon
524
RELX
RELX
$59.3B
$297K 0.02%
8,812
+488
+6% +$16.1K
WEN icon
525
Wendy's
WEN
$1.63B
$295K 0.02%
14,463
+227
+2% +$4.74K
19 20
21
22 23

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.