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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
501
BlackRock Corporate High Yield Fund
HYT
$1.37B
$389K 0.03%
44,563
+655
+1% +$5.71K
DAL icon
502
Delta Air Lines
DAL
$60B
$389K 0.03%
11,852
-748
-6% -$24.8K
BTI icon
503
British American Tobacco
BTI
$124B
$389K 0.03%
+9,717
New +$382K
IAGG icon
504
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$387K 0.03%
+8,145
New +$398K
VDE icon
505
Vanguard Energy ETF
VDE
$10.4B
$387K 0.03%
3,190
+1,067
+50% +$130K
PBTP icon
506
Invesco 0-5 Yr US TIPS ETF
PBTP
$116M
$385K 0.03%
15,796
+3,604
+30% +$88.5K
BUG icon
507
Global X Cybersecurity ETF
BUG
$1.56B
$382K 0.03%
18,427
+3,095
+20% +$71.3K
SPHD icon
508
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.43B
$382K 0.03%
8,705
+1,469
+20% +$63.1K
MU icon
509
Micron Technology
MU
$1.07T
$376K 0.03%
7,521
+1,561
+26% +$85.4K
RMD icon
510
ResMed
RMD
$32.9B
$372K 0.03%
+1,786
New +$392K
MGK icon
511
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$368K 0.03%
10,705
-1,965
-16% -$70.4K
MDYG icon
512
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$366K 0.03%
+5,597
New +$368K
OKE icon
513
Oneok
OKE
$58.4B
$364K 0.03%
5,537
-290
-5% -$17.8K
EPAM icon
514
EPAM Systems
EPAM
$5.24B
$363K 0.03%
1,108
+522
+89% +$177K
SHW icon
515
Sherwin-Williams
SHW
$87.8B
$363K 0.03%
+1,530
New +$354K
IGF icon
516
iShares Global Infrastructure ETF
IGF
$10.7B
$361K 0.03%
7,876
-144
-2% -$6.48K
NAD icon
517
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$357K 0.03%
30,235
+692
+2% +$7.78K
GOVT icon
518
iShares US Treasury Bond ETF
GOVT
$43.8B
$355K 0.03%
13,145
-1,539
-10% -$35K
TXT icon
519
Textron
TXT
$15.1B
$355K 0.03%
5,009
+59
+1% +$4.01K
AOK icon
520
iShares Core Conservative Allocation ETF
AOK
$795M
$354K 0.03%
+10,526
New +$353K
SILJ icon
521
Amplify Junior Silver Miners ETF
SILJ
$3.89B
$352K 0.03%
33,360
-4,100
-11% -$41.5K
IQDG icon
522
WisdomTree International Quality Dividend Growth Fund
IQDG
$732M
$350K 0.03%
+11,426
New +$336K
UBER icon
523
Uber
UBER
$155B
$346K 0.03%
13,988
+530
+4% +$14.5K
ARCC icon
524
Ares Capital
ARCC
$14.5B
$344K 0.03%
18,612
+1,477
+9% +$27.7K
EDIV icon
525
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$344K 0.03%
+14,315
New +$330K
19 20
21
22 23

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.