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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUMB icon
501
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$470K 0.03%
23,302
-5,648
-20% -$114K
FNY icon
502
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
$469K 0.03%
6,327
-1,680
-21% -$125K
IUSB icon
503
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$465K 0.03%
9,109
-43,829
-83% -$2.32M
CCI icon
504
Crown Castle
CCI
$32.2B
$463K 0.03%
2,217
+18
+0.8% +$3.32K
WFH
505
DELISTED
Direxion Work From Home ETF
WFH
$461K 0.03%
6,217
-320
-5% -$24.3K
MCHP icon
506
Microchip Technology
MCHP
$42.2B
$460K 0.03%
5,278
+6
+0.1% +$485
ARKW icon
507
ARK Web x.0 ETF
ARKW
$1.82B
$455K 0.03%
3,834
-125
-3% -$17.7K
MARA icon
508
Marathon Digital Holdings
MARA
$3.56B
$448K 0.03%
13,650
+1,050
+8% +$50.2K
ACWV icon
509
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$447K 0.03%
4,123
-394
-9% -$41.7K
KKR icon
510
KKR & Co
KKR
$103B
$447K 0.03%
5,999
+75
+1% +$5.53K
DGRW icon
511
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$445K 0.03%
+6,756
New +$424K
FTXO icon
512
First Trust Nasdaq Bank ETF
FTXO
$321M
$444K 0.03%
13,535
+267
+2% +$9.04K
PSK icon
513
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$443K 0.03%
10,316
+899
+10% +$38.5K
PATH icon
514
UiPath
PATH
$8.64B
$441K 0.03%
+10,311
New +$509K
SUN icon
515
Sunoco
SUN
$14B
$439K 0.03%
+11,808
New +$468K
FFTY icon
516
CapForce IBD 50 ETF
FFTY
$80.5M
$438K 0.03%
9,556
-2,181
-19% -$104K
IWS icon
517
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$438K 0.03%
3,578
+10
+0.3% +$1.19K
MO icon
518
Altria Group
MO
$109B
$437K 0.03%
9,220
-322
-3% -$14.8K
SNOW icon
519
Snowflake
SNOW
$117B
$437K 0.03%
1,290
+113
+10% +$39.4K
TRNO icon
520
Terreno Realty
TRNO
$7.5B
$437K 0.03%
5,039
+17
+0.3% +$1.28K
PENN icon
521
PENN Entertainment
PENN
$2.53B
$436K 0.03%
8,418
+1,347
+19% +$81.7K
MAV
522
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$432K 0.03%
37,434
-653
-2% -$7.65K
KR icon
523
Kroger
KR
$35.1B
$431K 0.03%
9,512
-476
-5% -$20K
BIP icon
524
Brookfield Infrastructure Partners
BIP
$18.4B
$429K 0.03%
10,583
+86
+0.8% +$3.32K
PRU icon
525
Prudential Financial
PRU
$43B
$429K 0.03%
3,965
-3,005
-43% -$326K
19 20
21
22 23

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.