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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
501
Autodesk
ADSK
$54.5B
$440K 0.03%
+319
New +$97.6K
CHY
502
Calamos Convertible and High Income Fund
CHY
$1.09B
$440K 0.03%
28,133
+5,120
+22% +$82.5K
LMT icon
503
Lockheed Martin
LMT
$138B
$438K 0.03%
1,268
-2,130
-63% -$771K
ARCC icon
504
Ares Capital
ARCC
$14.5B
$437K 0.03%
21,507
-7,843
-27% -$157K
ZTS icon
505
Zoetis
ZTS
$31.3B
$437K 0.03%
2,252
+537
+31% +$108K
VTIP icon
506
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$436K 0.03%
+8,305
New +$436K
DLN icon
507
WisdomTree US LargeCap Dividend Fund
DLN
$6.45B
$434K 0.03%
7,276
+220
+3% +$13.6K
MO icon
508
Altria Group
MO
$109B
$434K 0.03%
9,542
-3,638
-28% -$176K
FTXO icon
509
First Trust Nasdaq Bank ETF
FTXO
$321M
$433K 0.03%
13,268
+478
+4% +$14.9K
SMH icon
510
VanEck Semiconductor ETF
SMH
$72.5B
$431K 0.03%
3,366
– –
LUV icon
511
Southwest Airlines
LUV
$22B
$430K 0.03%
8,360
-163
-2% -$8.23K
STZ icon
512
Constellation Brands
STZ
$23.3B
$430K 0.03%
2,044
-2,894
-59% -$632K
DMTK
513
DELISTED
DermTech, Inc. Common Stock
DMTK
$427K 0.03%
+13,310
New +$468K
PBD icon
514
Invesco Global Clean Energy ETF
PBD
$195M
$426K 0.03%
15,209
-5,453
-26% -$160K
RDFN
515
DELISTED
Redfin
RDFN
$424K 0.03%
8,462
+150
+2% +$8.11K
BIPC icon
516
Brookfield Infrastructure
BIPC
$5.01B
$422K 0.03%
10,575
+5,976
+130% +$262K
RWL icon
517
Invesco S&P 500 Revenue ETF
RWL
$10B
$422K 0.03%
5,800
+855
+17% +$63.7K
VSS icon
518
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$12B
$413K 0.03%
+3,088
New +$425K
CEF icon
519
Sprott Physical Gold and Silver Trust
CEF
$8.17B
$410K 0.03%
23,950
– –
NKTR icon
520
Nektar Therapeutics
NKTR
$2.57B
$409K 0.03%
1,468
+311
+27% +$74.8K
PSK icon
521
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$409K 0.03%
9,417
-1,819
-16% -$79.5K
EBAY icon
522
eBay
EBAY
$46.5B
$408K 0.03%
5,852
+121
+2% +$8.67K
MDIV icon
523
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$408K 0.03%
24,882
-15,986
-39% -$266K
SWKS icon
524
Skyworks Solutions
SWKS
$10.5B
$405K 0.03%
2,454
+203
+9% +$37.1K
FNDF icon
525
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$404K 0.03%
12,300
-107
-0.9% -$3.55K
19 20
21
22 23

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.