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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
501
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$461K 0.03%
+10,609
New +$458K
SGOL icon
502
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$461K 0.03%
26,783
+9,937
+59% +$171K
XME icon
503
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$457K 0.03%
11,442
+413
+4% +$15.2K
XBI icon
504
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$453K 0.03%
3,284
-1,201
-27% -$180K
DHR icon
505
Danaher
DHR
$143B
$451K 0.03%
2,261
-68
-3% -$13.8K
GMOM icon
506
Cambria Global Momentum ETF
GMOM
$72.4M
$449K 0.03%
15,719
+956
+6% +$26.5K
PBD icon
507
Invesco Global Clean Energy ETF
PBD
$195M
$445K 0.03%
+13,898
New +$497K
UBER icon
508
Uber
UBER
$155B
$444K 0.03%
5,995
-162
-3% -$9.04K
TFC icon
509
Truist Financial
TFC
$64.7B
$442K 0.03%
7,574
+359
+5% +$19.7K
GILD icon
510
Gilead Sciences
GILD
$171B
$441K 0.03%
6,824
+88
+1% +$5.67K
SAIL
511
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$439K 0.03%
8,663
-300
-3% -$16.9K
ORCL icon
512
Oracle
ORCL
$450B
$434K 0.03%
6,183
-387
-6% -$25.1K
IWR icon
513
iShares Russell Mid-Cap ETF
IWR
$58.3B
$433K 0.03%
5,852
+843
+17% +$60.9K
GIGB icon
514
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$974M
$428K 0.03%
8,019
– –
PEY icon
515
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$428K 0.03%
21,160
-1,595
-7% -$30.1K
AKTS
516
DELISTED
Akoustis Technologies Inc
AKTS
$428K 0.03%
32,082
-35,035
-52% -$509K
AMP icon
517
Ameriprise Financial
AMP
$50.4B
$427K 0.03%
1,836
-8
-0.4% -$1.73K
TSLX icon
518
Sixth Street Specialty
TSLX
$1.82B
$426K 0.03%
16,833
-8,302
-33% -$178K
WFC icon
519
Wells Fargo
WFC
$266B
$426K 0.03%
10,137
-643
-6% -$22.8K
CEF icon
520
Sprott Physical Gold and Silver Trust
CEF
$8.17B
$424K 0.03%
24,417
+650
+3% +$12K
SWKS icon
521
Skyworks Solutions
SWKS
$10.5B
$423K 0.03%
2,305
+277
+14% +$48.1K
APPS icon
522
Digital Turbine
APPS
$1.53B
$422K 0.03%
5,244
-4,955
-49% -$362K
DKNG icon
523
DraftKings
DKNG
$12.6B
$422K 0.03%
6,867
+135
+2% +$8.11K
UPWK icon
524
Upwork
UPWK
$1.08B
$422K 0.03%
9,425
+500
+6% +$23.1K
RDFN
525
DELISTED
Redfin
RDFN
$419K 0.03%
6,297
-275
-4% -$21K
19 20
21
22 23

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.