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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDP icon
501
Keurig Dr Pepper
KDP
$42.3B
$385K 0.03%
12,025
-1,055
-8% -$31.2K
COP icon
502
ConocoPhillips
COP
$150B
$384K 0.03%
9,601
+2,829
+42% +$104K
FCX icon
503
Freeport-McMoran
FCX
$93.6B
$383K 0.03%
14,710
+976
+7% +$20.3K
SRLN icon
504
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$382K 0.03%
8,379
-310
-4% -$13.9K
DEO icon
505
Diageo
DEO
$52.8B
$381K 0.03%
2,404
+21
+0.9% +$3.13K
SCZ icon
506
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$381K 0.03%
+7,266
New +$459K
IXN icon
507
iShares Global Tech ETF
IXN
$9.47B
$380K 0.03%
13,074
+4,482
+52% +$207K
CMF icon
508
iShares California Muni Bond ETF
CMF
$4.63B
$378K 0.03%
5,233
+569
+12% +$35.5K
OKE icon
509
Oneok
OKE
$58.4B
$375K 0.03%
+9,757
New +$328K
CCI icon
510
Crown Castle
CCI
$32.2B
$374K 0.03%
2,350
-34
-1% -$5.51K
PLD icon
511
Prologis
PLD
$134B
$373K 0.03%
3,746
-3
-0.1% -$303
SPEM icon
512
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$373K 0.03%
8,849
+2,026
+30% +$80.4K
VKI icon
513
Invesco Advantage Municipal Income Trust II
VKI
$403M
$372K 0.03%
32,809
+691
+2% +$7.62K
GMOM icon
514
Cambria Global Momentum ETF
GMOM
$72.4M
$370K 0.03%
14,763
-64,355
-81% -$1.6M
NRO
515
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$369K 0.03%
87,709
-560
-0.6% -$2.19K
XME icon
516
State Street SPDR S&P Metals & Mining ETF
XME
$4.46B
$369K 0.03%
+11,029
New +$313K
XBI icon
517
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$368K 0.03%
+4,485
New +$574K
EFR
518
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$359K 0.02%
28,209
-8,418
-23% -$105K
AMP icon
519
Ameriprise Financial
AMP
$50.4B
$358K 0.02%
1,844
+252
+16% +$45.1K
NTG
520
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$358K 0.02%
17,399
+2,089
+14% +$38.2K
FNDF icon
521
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$357K 0.02%
12,186
-11,741
-49% -$318K
XT icon
522
iShares Future Exponential Technologies ETF
XT
$4.01B
$354K 0.02%
6,190
-2,412
-28% -$127K
QS icon
523
QuantumScape Corp
QS
$3.79B
$350K 0.02%
+4,146
New +$152K
THO icon
524
Thor Industries
THO
$4.11B
$350K 0.02%
3,764
+202
+6% +$18.9K
VTR icon
525
Ventas
VTR
$46.3B
$350K 0.02%
7,137
+484
+7% +$22.4K
19 20
21
22 23

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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.