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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCG icon
501
iShares Morningstar Growth ETF
ILCG
$3.31B
$267K 0.02%
4,995
-78,310
-94% -$4.04M
FDT icon
502
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$266K 0.02%
5,286
-46,542
-90% -$2.33M
ENB icon
503
Enbridge
ENB
$112B
$265K 0.02%
9,073
-265
-3% -$8.34K
TFC icon
504
Truist Financial
TFC
$64.8B
$264K 0.02%
6,943
+994
+17% +$37.4K
NZF icon
505
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$263K 0.02%
17,899
+20
+0.1% +$300
IWR icon
506
iShares Russell Mid-Cap ETF
IWR
$58.4B
$262K 0.02%
4,559
-1,893
-29% -$108K
EOD
507
Allspring Global Dividend Opportunity Fund
EOD
$289M
$261K 0.02%
61,623
+290
+0.5% +$1.28K
VMW
508
DELISTED
VMware, Inc
VMW
$261K 0.02%
1,815
– –
REI icon
509
Ring Energy
REI
$347M
$260K 0.02%
381,884
-3,000
-0.8% -$2.84K
FSKR
510
DELISTED
FS KKR Capital Corp. II
FSKR
$260K 0.02%
17,662
-12,666
-42% -$181K
DSL
511
DoubleLine Income Solutions Fund
DSL
$1.24B
$258K 0.02%
16,134
-442
-3% -$7.08K
IQI icon
512
Invesco Quality Municipal Securities
IQI
$540M
$257K 0.02%
20,814
+183
+0.9% +$2.26K
IBDD
513
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$255K 0.02%
9,311
+2
+0% +$55
ARLO icon
514
Arlo Technologies
ARLO
$1.54B
$254K 0.02%
+48,343
New +$232K
FDL icon
515
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.98B
$253K 0.02%
9,720
-576
-6% -$15.3K
IQ icon
516
iQIYI
IQ
$1.31B
$252K 0.02%
11,155
-19,845
-64% -$434K
MKC icon
517
McCormick & Company Non-Voting
MKC
$14.6B
$252K 0.02%
+2,596
New +$254K
XEL icon
518
Xcel Energy
XEL
$49.4B
$252K 0.02%
3,655
-125
-3% -$8.53K
RNDM
519
DELISTED
First Trust Developed International Equity Select ETF
RNDM
$252K 0.02%
5,309
+472
+10% +$22.4K
CLX icon
520
Clorox
CLX
$13B
$251K 0.02%
1,193
+63
+6% +$14K
VCLT icon
521
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$251K 0.02%
2,349
-982
-29% -$107K
DKNG icon
522
DraftKings
DKNG
$12.6B
$249K 0.02%
+4,234
New +$165K
SPEM icon
523
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$249K 0.02%
6,823
+446
+7% +$16.3K
AMP icon
524
Ameriprise Financial
AMP
$50.3B
$245K 0.02%
1,592
+2
+0.1% +$308
IUSB icon
525
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$245K 0.02%
+4,509
New +$246K
19 20
21
22 23

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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.