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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
501
S&P Global
SPGI
$121B
– –
-1,032
Closed -$201K
SPSM icon
502
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
– –
-191,691
Closed -$6.37M
SWKS icon
503
Skyworks Solutions
SWKS
$10.5B
– –
-2,773
Closed -$252K
SYF icon
504
Synchrony
SYF
$25.8B
– –
-6,414
Closed -$200K
UAA icon
505
Under Armour
UAA
$2.29B
– –
-7,674
Closed -$163K
USRT icon
506
iShares Core US REIT ETF
USRT
$4.63B
– –
-50
Closed -$2K
VGK icon
507
Vanguard FTSE Europe ETF
VGK
$31B
– –
-12,307
Closed -$692K
VIS icon
508
Vanguard Industrials ETF
VIS
$8.47B
– –
-1,644
Closed -$243K
VLO icon
509
Valero Energy
VLO
$96.3B
– –
-2,139
Closed -$243K
VNQI icon
510
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
– –
-4,184
Closed -$235K
VONE icon
511
Vanguard Russell 1000 ETF
VONE
$8.71B
– –
-2,073
Closed -$277K
VONG icon
512
Vanguard Russell 1000 Growth ETF
VONG
$46.1B
– –
-11,016
Closed -$440K
VOOV icon
513
Vanguard S&P 500 Value ETF
VOOV
$6.78B
– –
-382
Closed -$43K
WM icon
514
Waste Management
WM
$89.8B
– –
-2,281
Closed -$206K
X
515
DELISTED
US Steel
X
– –
-11,050
Closed -$337K
YUM icon
516
Yum! Brands
YUM
$41.7B
– –
-2,295
Closed -$209K
MRO
517
DELISTED
Marathon Oil Corporation
MRO
– –
-9,947
Closed -$232K
RTL
518
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
– –
-920
Closed -$14K
KRA
519
DELISTED
Kraton Corporation
KRA
– –
-4,800
Closed -$226K
ESRX
520
DELISTED
Express Scripts Holding Company
ESRX
– –
-4,827
Closed -$459K
CCT
521
DELISTED
Corporate Capital Trust, Inc.
CCT
– –
-90,558
Closed -$1.38M
AET
522
DELISTED
Aetna Inc
AET
– –
-1,717
Closed -$348K
ETP
523
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-16,462
Closed -$367K
ANDV
524
DELISTED
Andeavor
ANDV
– –
-2,044
Closed -$314K
GRES
525
DELISTED
IQ ARB Global Resources
GRES
– –
-16,802
Closed -$458K
18 19 20
21
22

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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.