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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USRT icon
501
iShares Core US REIT ETF
USRT
$4.62B
$2K ﹤0.01%
+50
New +$2.49K
ANGL icon
502
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
– –
-8,348
Closed -$239K
BOND icon
503
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.51B
– –
-2,625
Closed -$270K
CATX icon
504
Perspective Therapeutics
CATX
$362M
– –
-1,151
Closed -$5K
COR icon
505
Cencora
COR
$59.7B
– –
-2,473
Closed -$212K
DBA icon
506
Invesco DB Agriculture Fund
DBA
$1.24B
– –
-10,951
Closed -$195K
DNP icon
507
DNP Select Income Fund
DNP
$4.12B
– –
-12,653
Closed -$137K
DTD icon
508
WisdomTree US Total Dividend Fund
DTD
$1.7B
– –
-6,218
Closed -$283K
EMLC icon
509
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
– –
-11,543
Closed -$389K
ENFR icon
510
Alerian Energy Infrastructure ETF
ENFR
$522M
– –
-52,356
Closed -$1.14M
EZU icon
511
iShare MSCI Eurozone ETF
EZU
$9.96B
– –
-15,618
Closed -$637K
GDX icon
512
VanEck Gold Miners ETF
GDX
$27.2B
– –
-9,719
Closed -$206K
HBAN icon
513
Huntington Bancshares
HBAN
$36.1B
– –
-12,721
Closed -$189K
HL icon
514
Hecla Mining
HL
$12B
– –
-27,902
Closed -$97K
IWP icon
515
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
– –
-30,370
Closed -$1.93M
KBE icon
516
State Street SPDR S&P Bank ETF
KBE
$1.75B
– –
-21,977
Closed -$1.05M
MCN
517
Madison Covered Call & Equity Strategy Fund
MCN
$119M
– –
-27,249
Closed -$206K
MMT
518
Aberdeen Multi-Market Income Fund
MMT
$244M
– –
-20,955
Closed -$118K
MNKD icon
519
MannKind Corp
MNKD
$1.21B
– –
-12,561
Closed -$24K
NLY icon
520
Annaly Capital Management
NLY
$17.5B
– –
-3,354
Closed -$139K
RMT
521
Royce Micro-Cap Trust
RMT
$779M
– –
-43,603
Closed -$440K
RODM icon
522
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
– –
-18,422
Closed -$517K
RWO icon
523
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
– –
-9,451
Closed -$455K
SIRI icon
524
SiriusXM
SIRI
$9.62B
– –
-1,676
Closed -$115K
VDE icon
525
Vanguard Energy ETF
VDE
$10.4B
– –
-2,632
Closed -$274K
18 19 20
21
22

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.