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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
501
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
– –
-2,951
Closed -$206K
GDX icon
502
VanEck Gold Miners ETF
GDX
$27.2B
– –
-7,619
Closed -$177K
GILD icon
503
Gilead Sciences
GILD
$170B
– –
-8,477
Closed -$607K
GLD icon
504
SPDR Gold Trust
GLD
$143B
– –
-33,993
Closed -$4.2M
GLW icon
505
Corning
GLW
$143B
– –
-4,055
Closed -$130K
GM icon
506
General Motors
GM
$76.5B
– –
-1,177
Closed -$48K
HSBC icon
507
HSBC
HSBC
$357B
– –
-4,475
Closed -$211K
HYMB icon
508
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
– –
-11,692
Closed -$325K
IDE
509
Voya Infrastructure, Industrials and Materials Fund
IDE
$201M
– –
-37,930
Closed -$639K
IFGL icon
510
iShares International Developed Real Estate ETF
IFGL
$82.2M
– –
-4,753
Closed -$143K
IFV icon
511
First Trust Dorsey Wright International Focus 5 ETF
IFV
$237M
– –
-11,431
Closed -$254K
IJJ icon
512
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.06B
– –
-2,120
Closed -$170K
IMCG icon
513
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.18B
– –
-1,860
Closed -$63K
ISCG icon
514
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
– –
-8,760
Closed -$262K
ITM icon
515
VanEck Intermediate Muni ETF
ITM
$2.14B
– –
-6,613
Closed -$318K
IXJ icon
516
iShares Global Healthcare ETF
IXJ
$4.24B
– –
-1,080
Closed -$61K
KBWD icon
517
Invesco KBW High Dividend Yield Financial ETF
KBWD
$430M
– –
-12,061
Closed -$285K
KHC icon
518
Kraft Heinz
KHC
$29.8B
– –
-3,284
Closed -$256K
META icon
519
Meta Platforms (Facebook)
META
$1.5T
– –
-11,743
Closed -$2.07M
MLN icon
520
VanEck Long Muni ETF
MLN
$684M
– –
-10,360
Closed -$211K
MNST icon
521
Monster Beverage
MNST
$91.8B
– –
-14,248
Closed -$225K
MUNI icon
522
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
– –
-9,500
Closed -$510K
PHYS icon
523
Sprott Physical Gold
PHYS
$15.8B
– –
-1,000
Closed -$11K
PKB icon
524
Invesco Building & Construction ETF
PKB
$395M
– –
-6,930
Closed -$240K
QUAL icon
525
iShares MSCI USA Quality Factor ETF
QUAL
$48.3B
– –
-15,945
Closed -$1.32M
19 20
21
22 23

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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.