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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
476
American Tower
AMT
$81.2B
$397K 0.03%
1,837
-51
-3% -$9.64K
RMD icon
477
ResMed
RMD
$32.9B
$391K 0.03%
+2,272
New +$349K
BCE icon
478
BCE
BCE
$21.7B
$391K 0.03%
9,920
+345
+4% +$13.4K
GNRC icon
479
Generac Holdings
GNRC
$12.8B
$387K 0.03%
2,997
+334
+13% +$36.6K
JNK icon
480
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.33B
$387K 0.03%
5,447
-376
-6% -$34.3K
ADSK icon
481
Autodesk
ADSK
$54.5B
$387K 0.03%
1,590
+393
+33% +$84.9K
ORCL icon
482
Oracle
ORCL
$450B
$386K 0.03%
3,659
-737
-17% -$80.4K
CTAS icon
483
Cintas
CTAS
$80.3B
$386K 0.03%
2,560
+344
+16% +$46.1K
FERG icon
484
Ferguson
FERG
$48B
$385K 0.03%
1,995
+52
+3% +$8.77K
IWV icon
485
iShares Russell 3000 ETF
IWV
$20.6B
$385K 0.03%
1,406
+20
+1% +$5.1K
DAL icon
486
Delta Air Lines
DAL
$60B
$384K 0.03%
9,535
+160
+2% +$5.8K
EQIX icon
487
Equinix
EQIX
$106B
$383K 0.03%
476
+17
+4% +$13.1K
VCSH icon
488
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$383K 0.03%
4,949
-1,372
-22% -$104K
MUNI icon
489
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$382K 0.03%
7,230
+122
+2% +$6.21K
ALK icon
490
Alaska Air
ALK
$5.3B
$380K 0.02%
9,715
-733
-7% -$26.1K
VRTX icon
491
Vertex Pharmaceuticals
VRTX
$131B
$378K 0.02%
930
+138
+17% +$51K
KEY icon
492
KeyCorp
KEY
$24.6B
$378K 0.02%
26,223
+3,599
+16% +$42.7K
IWR icon
493
iShares Russell Mid-Cap ETF
IWR
$58.3B
$373K 0.02%
4,796
+70
+1% +$4.97K
SOXX icon
494
iShares Semiconductor ETF
SOXX
$46.6B
$370K 0.02%
+35,058
New +$5.88M
SUSB icon
495
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$370K 0.02%
+15,108
New +$362K
GOVT icon
496
iShares US Treasury Bond ETF
GOVT
$43.8B
$366K 0.02%
7,947
-4,933
-38% -$110K
BALL icon
497
Ball Corp
BALL
$16.4B
$363K 0.02%
6,311
-350
-5% -$18K
STE icon
498
Steris
STE
$23B
$359K 0.02%
1,635
+25
+2% +$5.29K
O icon
499
Realty Income
O
$59.6B
$359K 0.02%
6,248
+115
+2% +$6.04K
PSLV icon
500
Sprott Physical Silver Trust
PSLV
$13.3B
$359K 0.02%
44,380
-103,839
-70% -$820K
18 19
20
21 22

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.