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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLN icon
476
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$637M
$374K 0.03%
8,783
-1,211
-12% -$59.2K
XYZ
477
Block Inc
XYZ
$49B
$370K 0.03%
8,362
+910
+12% +$56.4K
ARCC icon
478
Ares Capital
ARCC
$14.5B
$370K 0.03%
18,995
-1,897
-9% -$36.8K
SLX icon
479
VanEck Steel ETF
SLX
$174M
$367K 0.03%
5,602
– –
ENPH icon
480
Enphase Energy
ENPH
$5.36B
$367K 0.03%
+3,054
New +$435K
BCE icon
481
BCE
BCE
$21.6B
$365K 0.03%
9,575
-124
-1% -$5.21K
XBI icon
482
State Street SPDR S&P Biotech ETF
XBI
$10.4B
$364K 0.03%
+3,175
New +$254K
CBSH icon
483
Commerce Bancshares
CBSH
$8.6B
$364K 0.03%
+8,781
New +$380K
HDG icon
484
ProShares Hedge Replication ETF
HDG
$22.3M
$357K 0.03%
7,528
-714
-9% -$34.5K
MUNI icon
485
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$356K 0.03%
7,108
-98
-1% -$5.02K
VDE icon
486
Vanguard Energy ETF
VDE
$10.4B
$355K 0.03%
2,714
-927
-25% -$113K
STE icon
487
Steris
STE
$22.9B
$353K 0.03%
1,610
-30
-2% -$6.79K
BNDX icon
488
Vanguard Total International Bond ETF
BNDX
$83B
$353K 0.03%
7,370
-147
-2% -$7.12K
AMAT icon
489
Applied Materials
AMAT
$442B
$350K 0.03%
2,531
+99
+4% +$14.2K
TDOC icon
490
Teladoc Health
TDOC
$1.25B
$348K 0.03%
18,724
-1,357
-7% -$31.7K
DAL icon
491
Delta Air Lines
DAL
$60.3B
$347K 0.03%
9,375
-1,951
-17% -$84.7K
TRI icon
492
Thomson Reuters
TRI
$44.4B
$340K 0.02%
2,728
+96
+4% +$12.7K
GOVT icon
493
iShares US Treasury Bond ETF
GOVT
$43.8B
$340K 0.02%
12,880
+1,942
+18% +$43.7K
WDAY icon
494
Workday
WDAY
$43.7B
$340K 0.02%
1,582
-117
-7% -$27.1K
IWV icon
495
iShares Russell 3000 ETF
IWV
$20.5B
$340K 0.02%
1,386
– –
EQIX icon
496
Equinix
EQIX
$106B
$333K 0.02%
459
+16
+4% +$12.4K
BALL icon
497
Ball Corp
BALL
$16.5B
$332K 0.02%
6,661
-1,049
-14% -$57.3K
EFG icon
498
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$330K 0.02%
3,718
-21,103
-85% -$1.95M
GE icon
499
GE Aerospace
GE
$376B
$330K 0.02%
3,739
+97
+3% +$8.72K
IWR icon
500
iShares Russell Mid-Cap ETF
IWR
$58.2B
$327K 0.02%
4,726
-796
-14% -$58.1K
18 19
20
21 22

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.