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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USFR icon
476
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$430K 0.03%
8,547
+97
+1% +$4.88K
NOW icon
477
ServiceNow
NOW
$132B
$427K 0.03%
5,500
-110
-2% -$8.6K
HYMB icon
478
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$424K 0.03%
+17,316
New +$422K
INDS icon
479
Pacer Industrial Real Estate ETF
INDS
$116M
$423K 0.03%
11,507
-18,852
-62% -$696K
ICLR icon
480
Icon
ICLR
$12.9B
$422K 0.03%
+2,175
New +$431K
DEO icon
481
Diageo
DEO
$52.8B
$422K 0.03%
2,366
+900
+61% +$158K
HDG icon
482
ProShares Hedge Replication ETF
HDG
$22.3M
$421K 0.03%
8,956
-40
-0.4% -$1.86K
IWS icon
483
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$421K 0.03%
3,994
-31
-0.8% -$3.25K
LULU icon
484
lululemon athletica
LULU
$13.6B
$414K 0.03%
+1,293
New +$425K
DFAX icon
485
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.5B
$412K 0.03%
19,091
+7,686
+67% +$160K
IWR icon
486
iShares Russell Mid-Cap ETF
IWR
$58.3B
$412K 0.03%
6,106
+323
+6% +$21.8K
VLO icon
487
Valero Energy
VLO
$98.7B
$407K 0.03%
3,208
-3,719
-54% -$467K
SBAC icon
488
SBA Communications
SBAC
$19.8B
$404K 0.03%
1,442
+123
+9% +$34.2K
O icon
489
Realty Income
O
$59.6B
$402K 0.03%
6,345
-558
-8% -$34.6K
BALL icon
490
Ball Corp
BALL
$16.4B
$401K 0.03%
7,841
-127
-2% -$6.58K
XSHQ icon
491
Invesco S&P SmallCap Quality ETF
XSHQ
$323M
$400K 0.03%
12,264
+781
+7% +$26.2K
MAR icon
492
Marriott International
MAR
$91.9B
$400K 0.03%
2,683
-223
-8% -$34.3K
SMH icon
493
VanEck Semiconductor ETF
SMH
$72.5B
$399K 0.03%
3,934
-37,930
-91% -$3.86M
AON icon
494
Aon
AON
$75.7B
$397K 0.03%
1,323
-2
-0.2% -$584
FBT icon
495
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$397K 0.03%
2,576
+28
+1% +$4.13K
BIPC icon
496
Brookfield Infrastructure
BIPC
$5.01B
$396K 0.03%
10,187
+4,894
+92% +$208K
SLX icon
497
VanEck Steel ETF
SLX
$174M
$393K 0.03%
6,802
– –
MMM icon
498
3M
MMM
$94.2B
$393K 0.03%
3,923
-3,539
-47% -$361K
CALF icon
499
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.9B
$392K 0.03%
+10,895
New +$402K
TFC icon
500
Truist Financial
TFC
$64.7B
$390K 0.03%
9,071
+306
+3% +$13.4K
18 19
20
21 22

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.