We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHM icon
476
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$528K 0.03%
10,734
-1,439
-12% -$70.9K
STZ icon
477
Constellation Brands
STZ
$23.3B
$522K 0.03%
2,080
+36
+2% +$8.2K
BLCN
478
DELISTED
Siren ETF Trust Siren NexGen Economy ETF
BLCN
$521K 0.03%
12,237
+31
+0.3% +$1.45K
SMH icon
479
VanEck Semiconductor ETF
SMH
$72.5B
$521K 0.03%
3,372
+6
+0.2% +$868
IDLV icon
480
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$520K 0.03%
16,288
+1,585
+11% +$49.9K
TSM icon
481
TSMC
TSM
$2.23T
$516K 0.03%
4,389
+44
+1% +$5.15K
ACB
482
Aurora Cannabis
ACB
$235M
$513K 0.03%
+2,424
New +$163K
ARCC icon
483
Ares Capital
ARCC
$14.5B
$511K 0.03%
24,105
+2,598
+12% +$54K
AMAT icon
484
Applied Materials
AMAT
$424B
$504K 0.03%
3,206
+900
+39% +$130K
PLD icon
485
Prologis
PLD
$134B
$504K 0.03%
2,992
+422
+16% +$63K
NTG
486
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$501K 0.03%
16,438
-4,433
-21% -$139K
PBD icon
487
Invesco Global Clean Energy ETF
PBD
$195M
$500K 0.03%
18,628
+3,419
+22% +$99.4K
EPD icon
488
Enterprise Products Partners
EPD
$82.1B
$499K 0.03%
21,999
-6,143
-22% -$138K
ISTB icon
489
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.14B
$498K 0.03%
9,861
+72
+0.7% +$3.65K
LGLV icon
490
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$498K 0.03%
3,306
-1,619
-33% -$232K
ESGE icon
491
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$497K 0.03%
12,085
-16,877
-58% -$696K
RWL icon
492
Invesco S&P 500 Revenue ETF
RWL
$10B
$495K 0.03%
6,185
+385
+7% +$29.7K
PLUG icon
493
Plug Power
PLUG
$3.21B
$489K 0.03%
17,308
+4,470
+35% +$155K
VLUE icon
494
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$487K 0.03%
4,358
-8,283
-66% -$871K
LRCX icon
495
Lam Research
LRCX
$422B
$485K 0.03%
6,740
-20
-0.3% -$1.25K
SYY icon
496
Sysco
SYY
$40B
$483K 0.03%
6,137
-281
-4% -$21.6K
TSCO icon
497
Tractor Supply
TSCO
$18.8B
$483K 0.03%
14,230
+1,675
+13% +$73.3K
TTE icon
498
TotalEnergies
TTE
$193B
$477K 0.03%
9,658
+425
+5% +$21.1K
QRVO icon
499
Qorvo
QRVO
$8.68B
$476K 0.03%
3,047
-7
-0.2% -$1.11K
MGK icon
500
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$475K 0.03%
9,945
-1,980
-17% -$100K
18 19
20
21 22

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.